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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMX icon
4276
CALL
Fomento Económico Mexicano
FMX
$43.2B
$466K ﹤0.01%
5,000
+4,600
+1,150% +$412K
QDEL icon
4277
QuidelOrtho
QDEL
$1.13B
$465K ﹤0.01%
17,045
-628
-4% -$18.3K
RKT
4278
CALL
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$465K ﹤0.01%
8,800
+1,800
+26% +$94.2K
FBIZ icon
4279
First Business Financial Services
FBIZ
$562M
$464K ﹤0.01%
19,648
+16,736
+575% +$353K
AFT
4280
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$464K ﹤0.01%
25,401
+4,746
+23% +$86.7K
BNFT
4281
DELISTED
Benefitfocus, Inc.
BNFT
$464K ﹤0.01%
9,888
-1,806
-15% -$113K
HTBK
4282
DELISTED
Heritage Commerce
HTBK
$463K ﹤0.01%
57,411
+1,015
+2% +$8.22K
SIMO icon
4283
Silicon Motion
SIMO
$8.65B
$463K ﹤0.01%
27,565
+8,690
+46% +$140K
BCPC
4284
Balchem Corp
BCPC
$5.23B
$463K ﹤0.01%
8,878
+1,653
+23% +$88.7K
ASEI
4285
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$463K ﹤0.01%
6,890
-268
-4% -$18.3K
FXEN
4286
CALL
DELISTED
FX ENERGY INC
FXEN
$463K ﹤0.01%
138,700
+116,200
+516% +$420K
INY
4287
DELISTED
SPDR NUVEEN BARCLAYS N Y MUN BD ETF
INY
$463K ﹤0.01%
20,540
+8,254
+67% +$184K
MPO
4288
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
$463K ﹤0.01%
8,650
+2,058
+31% +$108K
SOHU
4289
CALL
Sohu.com
SOHU
$359M
$462K ﹤0.01%
7,100
+1,100
+18% +$81.3K
PSB
4290
DELISTED
PS Business Parks, Inc.
PSB
$462K ﹤0.01%
5,517
-1,361
-20% -$110K
CSR
4291
Centerspace
CSR
$941M
$461K ﹤0.01%
5,131
-167
-3% -$14.4K
RSPG icon
4292
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$555M
$460K ﹤0.01%
5,592
+4,042
+261% +$321K
RSPS icon
4293
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$250M
$460K ﹤0.01%
24,735
-12,165
-33% -$219K
SRNE
4294
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$460K ﹤0.01%
35,858
+34,936
+3,789% +$387K
PVG
4295
DELISTED
PRETIUM RESOURCES INC.
PVG
$460K ﹤0.01%
79,922
+14,478
+22% +$89.2K
SYNT
4296
DELISTED
Syntel Inc
SYNT
$460K ﹤0.01%
10,234
-5,714
-36% -$257K
CYNO
4297
DELISTED
Cynosure, Inc. Class A
CYNO
$460K ﹤0.01%
15,695
+9,797
+166% +$278K
CYTR
4298
DELISTED
CytRx Corp
CYTR
$460K ﹤0.01%
21,976
+21,974
+1,098,700% +$780K
ALEX
4299
DELISTED
Alexander & Baldwin
ALEX
$459K ﹤0.01%
10,789
-10,665
-50% -$437K
NNVC icon
4300
NanoViricides
NNVC
$39.5M
$459K ﹤0.01%
7,180
+5,838
+435% +$499K
170 171
172
173 174

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.