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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGLD icon
4251
PUT
Royal Gold
RGLD
$17.2B
$443K ﹤0.01%
9,100
+200
+2% +$10.4K
CSOD
4252
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$443K ﹤0.01%
8,601
+6,803
+378% +$335K
MRVL icon
4253
PUT
Marvell Technology
MRVL
$165B
$442K ﹤0.01%
38,400
-80,700
-68% -$996K
VFL
4254
DELISTED
abrdn National Municipal Income Fund
VFL
$442K ﹤0.01%
37,190
+2,875
+8% +$34K
SEA
4255
DELISTED
Invesco Shipping ETF
SEA
$442K ﹤0.01%
22,417
+7,117
+47% +$133K
OVTI
4256
CALL
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$442K ﹤0.01%
28,900
+11,500
+66% +$191K
BKR
4257
DELISTED
BAKER MICHAEL CORP
BKR
$442K ﹤0.01%
10,915
+10,561
+2,983% +$390K
GII icon
4258
State Street SPDR S&P Global Infrastructure ETF
GII
$932M
$440K ﹤0.01%
10,115
-532
-5% -$22.4K
NNC
4259
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$440K ﹤0.01%
35,838
+3,660
+11% +$45K
EWG icon
4260
PUT
iShares MSCI Germany ETF
EWG
$1.6B
$439K ﹤0.01%
15,800
+1,500
+10% +$39.7K
SVC
4261
CALL
Service Properties Trust
SVC
$1.04B
$439K ﹤0.01%
3,122
+3,001
+2,480% +$415K
IPFF
4262
DELISTED
iShares International Preferred Stock ETF
IPFF
$439K ﹤0.01%
17,828
-43,049
-71% -$1.04M
UFS
4263
DELISTED
DOMTAR CORPORATION (New)
UFS
$439K ﹤0.01%
11,040
-8,654
-44% -$307K
CASM
4264
DELISTED
CAS Medical Systems, Inc.
CASM
$438K ﹤0.01%
326,526
-5,303
-2% -$7.79K
PAA icon
4265
PUT
Plains All American Pipeline
PAA
$17.5B
$437K ﹤0.01%
8,300
-6,400
-44% -$342K
TXNM
4266
TXNM Energy Inc
TXNM
$6.42B
$437K ﹤0.01%
19,327
-15,670
-45% -$356K
IBMG
4267
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$437K ﹤0.01%
+17,407
New +$434K
CME icon
4268
PUT
CME Group
CME
$96.1B
$436K ﹤0.01%
5,900
-16,300
-73% -$1.2M
QDEL icon
4269
QuidelOrtho
QDEL
$1.13B
$436K ﹤0.01%
15,362
-252
-2% -$6.88K
SGMO
4270
PUT
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$436K ﹤0.01%
41,600
-16,900
-29% -$168K
TBF icon
4271
CALL
ProShares Short 20+ Year Treasury ETF
TBF
$87.3M
$436K ﹤0.01%
13,600
+1,200
+10% +$38.9K
FRBK
4272
DELISTED
Republic First Bancorp Inc
FRBK
$436K ﹤0.01%
136,794
+135,794
+13,579% +$452K
FFIN icon
4273
First Financial Bankshares
FFIN
$5B
$435K ﹤0.01%
29,596
+27,492
+1,307% +$410K
MGEE icon
4274
MGE Energy Inc
MGEE
$3B
$435K ﹤0.01%
11,960
-35,272
-75% -$1.32M
BRO icon
4275
Brown & Brown
BRO
$23.7B
$434K ﹤0.01%
27,068
-60,258
-69% -$984K
169 170
171
172 173

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.