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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGI
4201
DELISTED
Silicon Graphics Intl.
SGI
$467K ﹤0.01%
28,769
+5,389
+23% +$86.9K
VCF
4202
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$466K ﹤0.01%
36,826
+14,994
+69% +$192K
SOCL icon
4203
Global X Social Media ETF
SOCL
$91.9M
$464K ﹤0.01%
+23,524
New +$414K
SVU
4204
CALL
DELISTED
SUPERVALU Inc.
SVU
$464K ﹤0.01%
8,057
+1,514
+23% +$79.7K
OPTR
4205
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
$464K ﹤0.01%
36,897
+9,750
+36% +$129K
PSB
4206
DELISTED
PS Business Parks, Inc.
PSB
$463K ﹤0.01%
6,206
-1,832
-23% -$135K
QABA icon
4207
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.1M
$462K ﹤0.01%
14,412
+1,591
+12% +$51.3K
CLVS
4208
DELISTED
Clovis Oncology, Inc.
CLVS
$461K ﹤0.01%
7,575
+2,225
+42% +$158K
OVTI
4209
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$461K ﹤0.01%
30,105
+12,094
+67% +$201K
GLO
4210
Clough Global Opportunities Fund
GLO
$249M
$460K ﹤0.01%
35,781
-18,405
-34% -$236K
NUS icon
4211
CALL
Nu Skin
NUS
$254M
$460K ﹤0.01%
4,800
+2,900
+153% +$246K
SYK icon
4212
PUT
Stryker
SYK
$133B
$460K ﹤0.01%
6,800
+5,500
+423% +$380K
MAS icon
4213
CALL
Masco
MAS
$14.2B
$458K ﹤0.01%
24,467
-6,714
-22% -$120K
FNI
4214
DELISTED
First Trust Chindia ETF
FNI
$458K ﹤0.01%
17,603
+11,145
+173% +$265K
STB
4215
DELISTED
Student Transportation Inc
STB
$458K ﹤0.01%
72,871
+35,110
+93% +$223K
EOI
4216
Eaton Vance Enhanced Equity Income Fund
EOI
$805M
$457K ﹤0.01%
37,839
-1,597
-4% -$19.3K
IEUS icon
4217
iShares MSCI Europe Small-Cap ETF
IEUS
$180M
$457K ﹤0.01%
10,814
-395
-4% -$15.8K
PPH icon
4218
VanEck Pharmaceutical ETF
PPH
$970M
$457K ﹤0.01%
9,560
-1,562
-14% -$74.1K
SSYS icon
4219
CALL
Stratasys
SSYS
$697M
$456K ﹤0.01%
4,500
+200
+5% +$19.4K
KLIC icon
4220
CALL
Kulicke & Soffa
KLIC
$4.62B
$455K ﹤0.01%
39,400
+34,300
+673% +$390K
PAY
4221
CALL
DELISTED
Verifone Systems Inc
PAY
$455K ﹤0.01%
19,900
-11,200
-36% -$223K
AVG
4222
CALL
DELISTED
AVG Technologies N.V.
AVG
$455K ﹤0.01%
+19,000
New +$423K
CAM
4223
PUT
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$455K ﹤0.01%
7,800
-19,000
-71% -$1.13M
SAEX
4224
DELISTED
SAExploration Holdings, Inc.
SAEX
$454K ﹤0.01%
+18
New +$480K
DSU icon
4225
BlackRock Debt Strategies Fund
DSU
$591M
$453K ﹤0.01%
37,556
+7,006
+23% +$84.3K
167 168
169
170 171

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.