UBS’s First Trust Chindia ETF FNI Stock Holding History

UBS’s Portfolio FNI Stock Details FNI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$755K	Buy	25,595 +285	+1%	+$8.79K	﹤0.01%	3858
2014 Q2	$755K	Buy	25,310 +7,236	+40%	+$206K	﹤0.01%	3826
2014 Q1	$524K	Buy	18,074 +2,156	+14%	+$62.3K	﹤0.01%	4178
2013 Q4	$450K	Sell	15,918 -1,685	-10%	-$45.9K	﹤0.01%	4458
2013 Q3	$458K	Buy	17,603 +11,145	+173%	+$265K	﹤0.01%	4233
2013 Q2	$136K	Buy	+6,458	New	+$138K	﹤0.01%	5521

Other funds holding FNI

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NCM

Niemann Capital Management Stateline, Nevada $788K AUM 23.27% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's FNI Position: Q3 2014 in Review

UBS increased its First Trust Chindia ETF (FNI) stake by 1.1% in Q3 2014, buying an estimated $8.79K and bringing the position to 25,595 shares worth $755K. The position accounts for ﹤0.01% of the portfolio, ranked #3858.

UBS first reported a position in FNI in Q2 2013 and has held it in 6 quarters since. 21 funds tracked by Wall St. Rank hold FNI as of Q3 2014.

UBS held 25,595 shares of First Trust Chindia ETF worth $755K as of Q3 2014.
UBS bought 285 First Trust Chindia ETF shares in Q3 2014, an estimated $8.79K.
First Trust Chindia ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3858 holding.
UBS first reported a position in First Trust Chindia ETF in Q2 2013 and has held it in 6 quarters since.
21 funds tracked by Wall St. Rank held First Trust Chindia ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.