We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GENZ
4176
VanEck Digital Native Economy ETF
GENZ
$17.3M
$561K ﹤0.01%
10,507
+4,176
+66% +$210K
NVRI icon
4177
CALL
Enviri
NVRI
$633M
$561K ﹤0.01%
20,000
+19,900
+19,900% +$534K
SPPP
4178
Sprott Physical Platinum and Palladium Trust
SPPP
$583M
$560K ﹤0.01%
64,500
+51,747
+406% +$459K
EXPR
4179
PUT
DELISTED
Express, Inc.
EXPR
$560K ﹤0.01%
1,500
+1,420
+1,775% +$625K
HLX icon
4180
Helix Energy Solutions
HLX
$1.37B
$559K ﹤0.01%
24,116
+16,969
+237% +$396K
IAF
4181
abrdn Australia Equity Fund
IAF
$123M
$559K ﹤0.01%
22,089
+16,870
+323% +$504K
MEN
4182
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$559K ﹤0.01%
53,776
-7,470
-12% -$76.8K
NES
4183
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$559K ﹤0.01%
33,301
-11,643
-26% -$224K
TRAK
4184
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$559K ﹤0.01%
11,634
+566
+5% +$23.6K
CNQ icon
4185
PUT
Canadian Natural Resources
CNQ
$99.5B
$558K ﹤0.01%
34,131
-29,580
-46% -$460K
VNM icon
4186
VanEck Vietnam ETF
VNM
$492M
$558K ﹤0.01%
29,701
-4,666
-14% -$88.8K
NVDQ
4187
DELISTED
Novadaq Technologies Inc.
NVDQ
$556K ﹤0.01%
33,695
-120,800
-78% -$2M
DANG
4188
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$556K ﹤0.01%
58,166
-75,597
-57% -$717K
DRI icon
4189
CALL
Darden Restaurants
DRI
$23.5B
$555K ﹤0.01%
11,411
-5,258
-32% -$243K
BSFT
4190
PUT
DELISTED
BroadSoft, Inc.
BSFT
$555K ﹤0.01%
20,300
+200
+1% +$5.92K
MHFI
4191
CALL
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$555K ﹤0.01%
7,100
+5,200
+274% +$373K
CQB
4192
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$555K ﹤0.01%
47,407
+43,100
+1,001% +$475K
PMM
4193
Franklin Managed Municipal Income Trust
PMM
$268M
$553K ﹤0.01%
83,287
+35,242
+73% +$235K
AEL
4194
DELISTED
American Equity Investment Life Holding Company
AEL
$553K ﹤0.01%
20,986
-3,875
-16% -$88.3K
CNO icon
4195
CALL
CNO Financial Group
CNO
$5.22B
$550K ﹤0.01%
31,100
-4,900
-14% -$78.5K
HL icon
4196
Hecla Mining
HL
$9.54B
$550K ﹤0.01%
178,339
-53,762
-23% -$162K
WU icon
4197
PUT
Western Union
WU
$2.07B
$550K ﹤0.01%
31,900
-400
-1% -$7.01K
ILB
4198
DELISTED
PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund
ILB
$550K ﹤0.01%
11,547
+4,716
+69% +$230K
FSL
4199
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
$550K ﹤0.01%
34,279
+10,889
+47% +$168K
EMN icon
4200
PUT
Eastman Chemical
EMN
$7.81B
$549K ﹤0.01%
6,800
+4,000
+143% +$311K
166 167
168
169 170

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.