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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRAK
4176
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$475K ﹤0.01%
11,068
+10,868
+5,434% +$429K
AES.PRC.CL
4177
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$473K ﹤0.01%
9,380
+1,520
+19% +$76.4K
QGENF
4178
DELISTED
QIAGEN NV
QGENF
$473K ﹤0.01%
22,127
-1,152
-5% -$24.6K
CB
4179
CALL
DELISTED
CHUBB CORPORATION
CB
$473K ﹤0.01%
5,300
-39,800
-88% -$3.44M
JJE
4180
DELISTED
iPath Bloomberg Energy Subindex Total Return ETN due October 22, 2037
JJE
$473K ﹤0.01%
27,625
-11,365
-29% -$200K
VRA icon
4181
PUT
Vera Bradley
VRA
$99.2M
$472K ﹤0.01%
23,000
-14,900
-39% -$318K
GMLP
4182
DELISTED
Golar LNG Partners LP
GMLP
$472K ﹤0.01%
14,523
-6,594
-31% -$216K
CMK
4183
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$472K ﹤0.01%
58,948
+3,719
+7% +$30K
AMRN
4184
CALL
Amarin Corp
AMRN
$298M
$471K ﹤0.01%
3,730
+1,935
+108% +$232K
ZNGA
4185
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$471K ﹤0.01%
128,400
-325,600
-72% -$1.03M
ARII
4186
DELISTED
American Railcar Industries, Inc.
ARII
$471K ﹤0.01%
12,005
-2,582
-18% -$92.1K
TSS
4187
CALL
DELISTED
Total System Services, Inc.
TSS
$471K ﹤0.01%
16,000
-15,800
-50% -$436K
AOK icon
4188
iShares Core Conservative Allocation ETF
AOK
$788M
$470K ﹤0.01%
14,982
-2,256
-13% -$70.1K
HEI.A icon
4189
HEICO Corp Class A
HEI.A
$35.8B
$470K ﹤0.01%
22,866
+22,239
+3,547% +$395K
MTB icon
4190
PUT
M&T Bank
MTB
$35.8B
$470K ﹤0.01%
4,200
+1,700
+68% +$197K
SI
4191
CALL
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$470K ﹤0.01%
3,900
-600
-13% -$66.8K
AVDL
4192
DELISTED
Avadel Pharmaceuticals
AVDL
$469K ﹤0.01%
71,530
-440
-0.6% -$2.71K
FR icon
4193
First Industrial Realty Trust
FR
$8.75B
$469K ﹤0.01%
28,789
-24,457
-46% -$393K
DMND
4194
PUT
DELISTED
DIAMOND FOODS, INC.
DMND
$469K ﹤0.01%
19,900
+10,000
+101% +$215K
OLED icon
4195
CALL
Universal Display
OLED
$3.76B
$468K ﹤0.01%
14,600
+900
+7% +$28.8K
SPH icon
4196
PUT
Suburban Propane Partners
SPH
$1.23B
$468K ﹤0.01%
10,000
-600
-6% -$28.1K
NATI
4197
DELISTED
National Instruments Corp
NATI
$468K ﹤0.01%
15,149
-1,407
-8% -$40.9K
LPNT
4198
DELISTED
LifePoint Health, Inc.
LPNT
$468K ﹤0.01%
10,040
+5,174
+106% +$248K
SMFG icon
4199
Sumitomo Mitsui Financial
SMFG
$164B
$467K ﹤0.01%
47,960
-43,526
-48% -$413K
IMGN
4200
DELISTED
Immunogen Inc
IMGN
$467K ﹤0.01%
27,436
+4,129
+18% +$72.6K
166 167
168
169 170

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.