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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMO icon
4101
Invesco Municipal Opportunity Trust
VMO
$654M
$510K ﹤0.01%
43,307
+6,673
+18% +$77.8K
TNGO
4102
DELISTED
Tangoe, Inc.
TNGO
$509K ﹤0.01%
21,345
+15,721
+280% +$306K
DOC icon
4103
PUT
Healthpeak Properties
DOC
$15.2B
$508K ﹤0.01%
13,615
+11,529
+553% +$449K
IUSG icon
4104
iShares Core S&P US Growth ETF
IUSG
$31.3B
$508K ﹤0.01%
15,830
-94,742
-86% -$2.98M
SONY icon
4105
PUT
Sony
SONY
$134B
$508K ﹤0.01%
118,000
-23,500
-17% -$99.6K
WW
4106
PUT
DELISTED
WW International
WW
$508K ﹤0.01%
13,600
+6,000
+79% +$242K
MTL
4107
PUT
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$508K ﹤0.01%
79,100
+43,800
+124% +$274K
ETR icon
4108
CALL
Entergy
ETR
$50.4B
$506K ﹤0.01%
16,000
-20,600
-56% -$684K
PRMW
4109
DELISTED
Primo Water Corporation
PRMW
$506K ﹤0.01%
65,815
-58,812
-47% -$480K
ODP
4110
PUT
DELISTED
ODP
ODP
$505K ﹤0.01%
10,460
-7,560
-42% -$326K
IHS
4111
DELISTED
IHS INC CL-A COM STK
IHS
$505K ﹤0.01%
4,418
-18,146
-80% -$2M
IID
4112
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$505K ﹤0.01%
55,688
+6,298
+13% +$58.5K
PETM
4113
CALL
DELISTED
PETSMART INC
PETM
$503K ﹤0.01%
6,600
-16,100
-71% -$1.16M
TTI icon
4114
TETRA Technologies
TTI
$1.13B
$502K ﹤0.01%
40,073
+1,384
+4% +$15.8K
MUH
4115
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$502K ﹤0.01%
35,505
+6,925
+24% +$95.5K
EPOL icon
4116
iShares MSCI Poland ETF
EPOL
$699M
$501K ﹤0.01%
17,478
-11,963
-41% -$325K
RAX
4117
PUT
DELISTED
Rackspace Hosting Inc
RAX
$501K ﹤0.01%
9,500
-1,700
-15% -$78.6K
GERN icon
4118
PUT
Geron
GERN
$860M
$500K ﹤0.01%
157,959
+134,154
+564% +$220K
KMT icon
4119
Kennametal
KMT
$2.54B
$500K ﹤0.01%
10,967
-4,898
-31% -$213K
RDC
4120
DELISTED
Rowan Companies Plc
RDC
$500K ﹤0.01%
13,621
+2,772
+26% +$99.6K
YZC
4121
DELISTED
Yanzhou Coal Mining
YZC
$497K ﹤0.01%
51,937
+38,015
+273% +$319K
MOG.A icon
4122
Moog Inc Class A
MOG.A
$13.3B
$496K ﹤0.01%
8,439
-4,652
-36% -$258K
SCHA icon
4123
Schwab U.S Small- Cap ETF
SCHA
$22.3B
$496K ﹤0.01%
41,176
+30,004
+269% +$353K
ONIT
4124
PUT
Onity Group
ONIT
$315M
$496K ﹤0.01%
593
+246
+71% +$186K
ADRE
4125
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$496K ﹤0.01%
13,424
-22,295
-62% -$796K
163 164
165
166 167

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.