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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISBC
4076
DELISTED
Investors Bancorp, Inc.
ISBC
$614K ﹤0.01%
61,219
+1,440
+2% +$13.3K
SRPT icon
4077
PUT
Sarepta Therapeutics
SRPT
$1.64B
$613K ﹤0.01%
30,100
-3,800
-11% -$113K
JOSB
4078
PUT
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
$613K ﹤0.01%
11,200
-1,100
-9% -$56.4K
BKD icon
4079
Brookdale Senior Living
BKD
$3.49B
$612K ﹤0.01%
22,528
-129
-0.6% -$3.58K
LH icon
4080
PUT
Labcorp
LH
$25.9B
$612K ﹤0.01%
7,799
+582
+8% +$49.6K
HMY icon
4081
Harmony Gold Mining
HMY
$10.1B
$611K ﹤0.01%
241,717
-121,984
-34% -$366K
PDS
4082
Precision Drilling
PDS
$979M
$611K ﹤0.01%
3,261
+134
+4% +$26.3K
SPLK
4083
CALL
DELISTED
Splunk Inc
SPLK
$611K ﹤0.01%
8,900
-7,400
-45% -$480K
AEGR
4084
CALL
DELISTED
Aegerion Pharmaceuticals
AEGR
$610K ﹤0.01%
8,600
-10,300
-54% -$788K
HALO icon
4085
Halozyme
HALO
$9.88B
$609K ﹤0.01%
40,607
+27,907
+220% +$359K
JJT
4086
DELISTED
iPath Bloomberg Tin Subindex Total Return ETN due June 24, 2038
JJT
$609K ﹤0.01%
12,000
+10,110
+535% +$528K
HAIN icon
4087
CALL
Hain Celestial
HAIN
$44.4M
$608K ﹤0.01%
13,400
-600
-4% -$24.8K
MHN
4088
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$607K ﹤0.01%
48,575
+3,149
+7% +$39.7K
SCHB icon
4089
Schwab US Broad Market ETF
SCHB
$43B
$607K ﹤0.01%
80,904
+9,792
+14% +$70.4K
ECOL
4090
DELISTED
US Ecology, Inc.
ECOL
$607K ﹤0.01%
16,367
+12,217
+294% +$423K
CHL
4091
CALL
DELISTED
China Mobile Limited
CHL
$607K ﹤0.01%
11,600
+7,500
+183% +$399K
CDNS icon
4092
CALL
Cadence Design Systems
CDNS
$91.7B
$606K ﹤0.01%
+43,200
New +$579K
AIA icon
4093
iShares Asia 50 ETF
AIA
$4.53B
$605K ﹤0.01%
12,611
+630
+5% +$30.2K
KRFT
4094
PUT
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$604K ﹤0.01%
11,200
+800
+8% +$42.7K
INCY icon
4095
CALL
Incyte
INCY
$24.9B
$603K ﹤0.01%
11,900
+2,100
+21% +$91.4K
ROIC
4096
DELISTED
Retail Opportunity Investments Corp.
ROIC
$603K ﹤0.01%
40,935
-6,996
-15% -$102K
MYC
4097
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$603K ﹤0.01%
43,784
+29,757
+212% +$418K
ASNA
4098
PUT
DELISTED
Ascena Retail Group, Inc.
ASNA
$603K ﹤0.01%
1,425
+450
+46% +$184K
WYNN icon
4099
CALL
Wynn Resorts
WYNN
$10.5B
$602K ﹤0.01%
3,100
-30,400
-91% -$5.18M
JXI icon
4100
iShares Global Utilities ETF
JXI
$315M
$601K ﹤0.01%
13,598
-2,695
-17% -$120K
162 163
164
165 166

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.