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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETD icon
4076
Ethan Allen Interiors
ETD
$583M
$520K ﹤0.01%
18,656
-6,133
-25% -$175K
CAR icon
4077
Avis
CAR
$5.37B
$519K ﹤0.01%
18,012
-122,564
-87% -$3.66M
FWM
4078
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$519K ﹤0.01%
20,313
+6,053
+42% +$151K
CHRW icon
4079
PUT
C.H. Robinson
CHRW
$17.3B
$518K ﹤0.01%
8,700
-11,200
-56% -$657K
CNO icon
4080
CALL
CNO Financial Group
CNO
$4.99B
$518K ﹤0.01%
36,000
+35,700
+11,900% +$509K
ARNA
4081
DELISTED
Arena Pharmaceuticals Inc
ARNA
$518K ﹤0.01%
9,825
-10,615
-52% -$713K
RESI
4082
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$518K ﹤0.01%
22,536
+22,535
+2,253,500% +$434K
OXLC
4083
Oxford Lane Capital
OXLC
$876M
$517K ﹤0.01%
6,747
-187
-3% -$15K
PEG icon
4084
CALL
Public Service Enterprise Group
PEG
$38.6B
$517K ﹤0.01%
15,700
-219,000
-93% -$7.25M
SPXS icon
4085
CALL
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$344M
$517K ﹤0.01%
+23
New +$544K
CHKR
4086
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$517K ﹤0.01%
38,701
-8,711
-18% -$128K
INY
4087
DELISTED
SPDR NUVEEN BARCLAYS N Y MUN BD ETF
INY
$517K ﹤0.01%
22,937
-1,394
-6% -$30.5K
EA icon
4088
CALL
Electronic Arts
EA
$52.9B
$516K ﹤0.01%
20,200
-169,400
-89% -$4.4M
HRI icon
4089
CALL
Herc Holdings
HRI
$4.88B
$516K ﹤0.01%
7,767
+1,434
+23% +$110K
MCHB
4090
Mechanics Bancorp
MCHB
$3.68B
$515K ﹤0.01%
26,681
-5,603
-17% -$117K
SLXP
4091
CALL
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$515K ﹤0.01%
7,700
+5,100
+196% +$351K
AWI icon
4092
Armstrong World Industries
AWI
$7.37B
$514K ﹤0.01%
9,353
+71
+0.8% +$3.59K
NXPI icon
4093
CALL
NXP Semiconductors
NXPI
$61.8B
$514K ﹤0.01%
13,800
-177,100
-93% -$6.26M
SAM icon
4094
CALL
Boston Beer
SAM
$1.93B
$513K ﹤0.01%
2,100
-1,500
-42% -$310K
ISBC
4095
DELISTED
Investors Bancorp, Inc.
ISBC
$513K ﹤0.01%
59,779
+3,186
+6% +$27.3K
BZ
4096
DELISTED
BOISE INC COM STK (DE)
BZ
$512K ﹤0.01%
40,632
+17,981
+79% +$172K
LDP icon
4097
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$511K ﹤0.01%
22,776
-2,124
-9% -$50.4K
IMVP
4098
Invesco India ETF
IMVP
$125M
$511K ﹤0.01%
31,994
-25,624
-44% -$412K
NTRI
4099
DELISTED
NutriSystem, Inc.
NTRI
$511K ﹤0.01%
35,530
+3,223
+10% +$40.3K
ROST icon
4100
CALL
Ross Stores
ROST
$81B
$510K ﹤0.01%
14,000
-1,200
-8% -$41K
162 163
164
165 166

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.