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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMO
4051
Western Asset Mortgage Opportunity Fund
DMO
$118M
$529K ﹤0.01%
23,495
+15,488
+193% +$343K
IIP
4052
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$529K ﹤0.01%
76,062
+37,779
+99% +$263K
EWRM
4053
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$529K ﹤0.01%
12,128
+2,853
+31% +$122K
PMF
4054
DELISTED
PIMCO Municipal Income Fund
PMF
$528K ﹤0.01%
42,344
+19,877
+88% +$244K
GAP
4055
PUT
The Gap Inc
GAP
$7.34B
$528K ﹤0.01%
13,100
-8,000
-38% -$345K
GLL icon
4056
CALL
ProShares UltraShort Gold
GLL
$123M
$527K ﹤0.01%
1,500
+25
+2% +$9K
STLD icon
4057
CALL
Steel Dynamics
STLD
$36.2B
$527K ﹤0.01%
31,500
+6,300
+25% +$99.9K
WHR icon
4058
CALL
Whirlpool
WHR
$2.47B
$527K ﹤0.01%
3,600
-1,700
-32% -$225K
AEL
4059
DELISTED
American Equity Investment Life Holding Company
AEL
$527K ﹤0.01%
24,861
+6,035
+32% +$115K
NYX
4060
PUT
DELISTED
NYSE EURONEXT INC
NYX
$525K ﹤0.01%
12,500
– –
HAIN icon
4061
PUT
Hain Celestial
HAIN
$44.4M
$524K ﹤0.01%
13,600
+10,400
+325% +$392K
AIFU
4062
AIFU Inc
AIFU
$209M
$524K ﹤0.01%
249
-4
-2% -$8.7K
DEX
4063
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$524K ﹤0.01%
44,043
+4,898
+13% +$57.5K
CAJ
4064
DELISTED
Canon, Inc.
CAJ
$524K ﹤0.01%
16,361
-3,804
-19% -$122K
ELNK
4065
DELISTED
EarthLink Holdings Corp.
ELNK
$524K ﹤0.01%
105,844
+51,007
+93% +$285K
TLAB
4066
DELISTED
TELLABS INC
TLAB
$524K ﹤0.01%
230,626
+5,924
+3% +$13.4K
ADC icon
4067
Agree Realty
ADC
$9.42B
$523K ﹤0.01%
17,332
-2,716
-14% -$79.5K
SIR
4068
DELISTED
SELECT INCOME REIT
SIR
$523K ﹤0.01%
46,048
+20,006
+77% +$228K
BRLI
4069
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$523K ﹤0.01%
17,488
-17,640
-50% -$491K
DO
4070
CALL
DELISTED
Diamond Offshore Drilling
DO
$523K ﹤0.01%
8,400
-2,500
-23% -$167K
JNK icon
4071
PUT
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$522K ﹤0.01%
4,367
-500
-10% -$59.7K
SYY icon
4072
CALL
Sysco
SYY
$40.6B
$522K ﹤0.01%
16,400
+2,900
+21% +$97.3K
AKR icon
4073
Acadia Realty Trust
AKR
$3.08B
$521K ﹤0.01%
21,094
-7,277
-26% -$182K
HYT icon
4074
BlackRock Corporate High Yield Fund
HYT
$1.36B
$521K ﹤0.01%
44,331
-1,156
-3% -$13.5K
SGY
4075
DELISTED
Stone Energy
SGY
$521K ﹤0.01%
283
+93
+49% +$145K
161 162
163
164 165

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.