We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PB icon
4026
Prosperity Bancshares
PB
$8.97B
$598K ﹤0.01%
9,038
-5,618
-38% -$356K
MAV
4027
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$596K ﹤0.01%
40,797
+3,177
+8% +$44.4K
KNDI
4028
Kandi Technologies Group
KNDI
$65.7M
$594K ﹤0.01%
36,194
-26,756
-43% -$402K
TSN icon
4029
PUT
Tyson Foods
TSN
$21.4B
$594K ﹤0.01%
13,500
-107,500
-89% -$4.07M
AZO icon
4030
PUT
AutoZone
AZO
$49.1B
$591K ﹤0.01%
1,100
-800
-42% -$415K
FNB icon
4031
FNB Corp
FNB
$6.76B
$590K ﹤0.01%
44,058
+27,266
+162% +$340K
LEO
4032
BNY Mellon Strategic Municipals
LEO
$386M
$590K ﹤0.01%
72,927
+33,510
+85% +$268K
SHG icon
4033
Shinhan Financial Group
SHG
$34B
$590K ﹤0.01%
13,432
-10,827
-45% -$449K
LL
4034
DELISTED
LL Flooring Holdings, Inc.
LL
$590K ﹤0.01%
6,293
-4,792
-43% -$479K
DGI
4035
DELISTED
DigitalGlobe Inc.
DGI
$590K ﹤0.01%
20,346
-29,132
-59% -$1.06M
AFK icon
4036
VanEck Africa Index ETF
AFK
$99.1M
$589K ﹤0.01%
18,925
+1,323
+8% +$40.6K
ET icon
4037
PUT
Energy Transfer Partners
ET
$69.6B
$589K ﹤0.01%
25,200
+10,800
+75% +$233K
SWIR
4038
CALL
DELISTED
Sierra Wireless
SWIR
$589K ﹤0.01%
27,000
+9,600
+55% +$210K
PEI
4039
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$588K ﹤0.01%
2,169
-2,615
-55% -$728K
EPAC icon
4040
CALL
Enerpac Tool Group
EPAC
$1.86B
$587K ﹤0.01%
+17,200
New +$594K
RDOG icon
4041
ALPS REIT Dividend Dogs ETF
RDOG
$11.5M
$586K ﹤0.01%
14,595
+3,537
+32% +$140K
CHK.PRD
4042
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$586K ﹤0.01%
6,395
-2,817
-31% -$258K
ILB
4043
DELISTED
PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund
ILB
$586K ﹤0.01%
12,040
+493
+4% +$23.7K
DLB icon
4044
Dolby
DLB
$4.9B
$585K ﹤0.01%
13,135
+2,714
+26% +$114K
SQM icon
4045
CALL
Sociedad Química y Minera de Chile
SQM
$19.5B
$584K ﹤0.01%
18,897
+10,989
+139% +$301K
CTB
4046
CALL
DELISTED
Cooper Tire & Rubber Co.
CTB
$583K ﹤0.01%
24,000
+17,600
+275% +$420K
ITRI icon
4047
Itron
ITRI
$4.33B
$582K ﹤0.01%
16,377
-786
-5% -$29.8K
CCA
4048
DELISTED
MFS California Municipal Fund
CCA
$582K ﹤0.01%
54,977
-4,231
-7% -$44.1K
GRMN
4049
PUT
Garmin
GRMN
$57.4B
$580K ﹤0.01%
10,500
+3,900
+59% +$193K
PBT
4050
Permian Basin Royalty Trust
PBT
$1.39B
$580K ﹤0.01%
43,975
-39,349
-47% -$510K
160 161
162
163 164

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.