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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRT
4026
DELISTED
GLIMCHER REALTY TRUST
GRT
$542K ﹤0.01%
55,546
-9,141
-14% -$97.9K
DNL icon
4027
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$484M
$541K ﹤0.01%
21,976
+14,098
+179% +$343K
UI icon
4028
Ubiquiti
UI
$32.3B
$541K ﹤0.01%
16,125
+15,654
+3,324% +$420K
EGAS
4029
DELISTED
Gas Natural Inc.
EGAS
$541K ﹤0.01%
53,035
-959
-2% -$9.91K
CPK icon
4030
Chesapeake Utilities
CPK
$3.2B
$540K ﹤0.01%
15,435
-2,799
-15% -$102K
HAIN icon
4031
CALL
Hain Celestial
HAIN
$44.4M
$540K ﹤0.01%
14,000
+7,600
+119% +$287K
ODP
4032
DELISTED
ODP
ODP
$540K ﹤0.01%
11,186
-9,601
-46% -$414K
JOSB
4033
PUT
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
$540K ﹤0.01%
12,300
-44,200
-78% -$1.85M
WD icon
4034
Walker & Dunlop
WD
$1.68B
$539K ﹤0.01%
33,909
-6,132
-15% -$101K
ZAGG
4035
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$539K ﹤0.01%
119,867
-28,837
-19% -$139K
WPX
4036
CALL
DELISTED
WPX Energy, Inc.
WPX
$539K ﹤0.01%
28,000
-6,400
-19% -$123K
ISCG icon
4037
iShares Morningstar Small-Cap Growth ETF
ISCG
$972M
$538K ﹤0.01%
26,202
+714
+3% +$14K
FEI
4038
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$538K ﹤0.01%
27,487
+5,087
+23% +$102K
FCE.A
4039
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$538K ﹤0.01%
28,414
-10,675
-27% -$194K
AMD icon
4040
CALL
Advanced Micro Devices
AMD
$791B
$537K ﹤0.01%
140,860
+1,060
+0.8% +$4.04K
EA icon
4041
PUT
Electronic Arts
EA
$52.9B
$537K ﹤0.01%
21,000
+1,400
+7% +$36.4K
ANFI
4042
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$537K ﹤0.01%
41,468
-750,279
-95% -$6.92M
SKS
4043
PUT
DELISTED
SAKS INCORPORATED
SKS
$537K ﹤0.01%
33,700
+7,600
+29% +$118K
ENLC
4044
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$536K ﹤0.01%
25,626
-7,492
-23% -$152K
KLAC icon
4045
PUT
KLA
KLAC
$236B
$535K ﹤0.01%
88,000
-38,000
-30% -$223K
DBE icon
4046
Invesco DB Energy Fund
DBE
$89.6M
$534K ﹤0.01%
18,964
-5,468
-22% -$157K
WTRE icon
4047
WisdomTree New Economy Real Estate Fund
WTRE
$15.7M
$534K ﹤0.01%
19,062
-5,626
-23% -$156K
PEB icon
4048
Pebblebrook Hotel Trust
PEB
$2.12B
$532K ﹤0.01%
18,501
-11,412
-38% -$312K
GLUU
4049
DELISTED
Glu Mobile Inc.
GLUU
$532K ﹤0.01%
191,442
+87,019
+83% +$217K
SGMO
4050
CALL
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$530K ﹤0.01%
50,500
-107,500
-68% -$1.07M
160 161
162
163 164

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.