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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIVN
4001
PUT
DELISTED
GIVEN IMAGING LTD
GIVN
$662K ﹤0.01%
22,000
+21,000
+2,100% +$492K
NDAQ icon
4002
CALL
Nasdaq
NDAQ
$53.2B
$661K ﹤0.01%
49,800
+33,300
+202% +$407K
VMEM
4003
DELISTED
VIOLIN MEMORY, INC.
VMEM
$661K ﹤0.01%
+41,758
New +$899K
GSM icon
4004
FerroAtlántica
GSM
$600M
$658K ﹤0.01%
36,541
-23,167
-39% -$399K
ADAM
4005
Adamas Trust
ADAM
$803M
$658K ﹤0.01%
23,518
+19,620
+503% +$525K
AGU
4006
PUT
DELISTED
Agrium
AGU
$658K ﹤0.01%
7,200
-252,100
-97% -$22.3M
FEN
4007
DELISTED
First Trust Energy Income and Growth Fund
FEN
$657K ﹤0.01%
20,368
-10,049
-33% -$324K
DUK icon
4008
PUT
Duke Energy
DUK
$98.4B
$656K ﹤0.01%
9,500
+900
+10% +$63K
KSU
4009
CALL
DELISTED
Kansas City Southern
KSU
$656K ﹤0.01%
5,300
+4,600
+657% +$550K
MCP
4010
CALL
DELISTED
MOLYCORP INC COM STK
MCP
$656K ﹤0.01%
116,800
+19,000
+19% +$100K
ONIT
4011
PUT
Onity Group
ONIT
$315M
$654K ﹤0.01%
787
+194
+33% +$160K
WP
4012
DELISTED
Worldpay, Inc.
WP
$652K ﹤0.01%
19,982
-100,292
-83% -$2.9M
ELNK
4013
DELISTED
EarthLink Holdings Corp.
ELNK
$651K ﹤0.01%
128,543
+22,699
+21% +$116K
SILC icon
4014
Silicom
SILC
$221M
$648K ﹤0.01%
14,176
+11,969
+542% +$502K
MYN icon
4015
BlackRock MuniYield New York Quality Fund
MYN
$374M
$647K ﹤0.01%
53,584
+187
+0.4% +$2.27K
ASRT
4016
CALL
DELISTED
Assertio
ASRT
$646K ﹤0.01%
1,018
-1,152
-53% -$563K
FLS icon
4017
CALL
Flowserve
FLS
$9.63B
$646K ﹤0.01%
8,200
+5,600
+215% +$388K
LTC
4018
LTC Properties
LTC
$2.06B
$646K ﹤0.01%
18,261
+1,197
+7% +$45.3K
OLN icon
4019
CALL
Olin
OLN
$2.53B
$646K ﹤0.01%
22,400
+19,500
+672% +$484K
BPL
4020
CALL
DELISTED
Buckeye Partners, L.P.
BPL
$646K ﹤0.01%
9,100
-34,000
-79% -$2.29M
SPTL icon
4021
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$645K ﹤0.01%
21,550
-13,258
-38% -$408K
NOBL icon
4022
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$644K ﹤0.01%
+29,176
New +$626K
PODD icon
4023
Insulet
PODD
$11.5B
$644K ﹤0.01%
17,365
+16,895
+3,595% +$624K
BYD icon
4024
Boyd Gaming
BYD
$6.47B
$643K ﹤0.01%
57,048
+53,181
+1,375% +$628K
NFX
4025
DELISTED
Newfield Exploration
NFX
$643K ﹤0.01%
26,120
-2,037
-7% -$57.1K
159 160
161
162 163

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.