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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYF icon
3976
iShares New York Muni Bond ETF
NYF
$1.38B
$672K ﹤0.01%
12,868
-4,288
-25% -$225K
APD icon
3977
PUT
Air Products & Chemicals
APD
$66.8B
$671K ﹤0.01%
6,486
-1,189
-15% -$120K
CPK icon
3978
Chesapeake Utilities
CPK
$3.2B
$670K ﹤0.01%
16,743
+1,308
+8% +$48.8K
ZG icon
3979
PUT
Zillow
ZG
$7.79B
$670K ﹤0.01%
24,600
-3,600
-13% -$95.2K
IMGN
3980
DELISTED
Immunogen Inc
IMGN
$670K ﹤0.01%
45,619
+18,183
+66% +$279K
GGE
3981
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$670K ﹤0.01%
36,487
+5,354
+17% +$97.4K
FRM
3982
DELISTED
FURMANITE CORPORATION COM
FRM
$670K ﹤0.01%
63,001
+42,308
+204% +$448K
CDE icon
3983
CALL
Coeur Mining
CDE
$15.9B
$669K ﹤0.01%
61,700
+34,300
+125% +$386K
FR icon
3984
First Industrial Realty Trust
FR
$8.75B
$669K ﹤0.01%
38,328
+9,539
+33% +$166K
ARRS
3985
PUT
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$669K ﹤0.01%
27,500
+8,900
+48% +$170K
BAS
3986
PUT
DELISTED
Basis Energy Services, Inc.
BAS
$669K ﹤0.01%
74
+70
+1,750% +$580K
LIWA
3987
DELISTED
LIHUA INTL INC COM STK (DE)
LIWA
$669K ﹤0.01%
117,037
-79,028
-40% -$443K
NUVA
3988
DELISTED
NuVasive, Inc.
NUVA
$668K ﹤0.01%
20,661
+3,964
+24% +$119K
FNIO
3989
DELISTED
ISHARES TR INDL/OFFICE REAL ESTATE CAPPED ETF
FNIO
$668K ﹤0.01%
22,800
+1,434
+7% +$42.9K
BTA
3990
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$667K ﹤0.01%
65,358
+55,045
+534% +$564K
CAG icon
3991
PUT
Conagra Brands
CAG
$7.19B
$667K ﹤0.01%
25,443
-129
-0.5% -$3.23K
ESLT icon
3992
Elbit Systems
ESLT
$36.8B
$667K ﹤0.01%
10,989
-9,970
-48% -$550K
SPLS
3993
CALL
DELISTED
Staples Inc
SPLS
$667K ﹤0.01%
42,000
-100,800
-71% -$1.57M
EWBC icon
3994
East-West Bancorp
EWBC
$17.9B
$666K ﹤0.01%
19,057
+8,862
+87% +$301K
POWI icon
3995
Power Integrations
POWI
$3.39B
$666K ﹤0.01%
23,860
+3,840
+19% +$104K
RSPS icon
3996
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$250M
$666K ﹤0.01%
36,900
-2,210
-6% -$38.9K
SI
3997
CALL
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$665K ﹤0.01%
4,800
+900
+23% +$116K
HIFS icon
3998
Hingham Institution for Saving
HIFS
$622M
$664K ﹤0.01%
8,463
+354
+4% +$26.3K
OTTR icon
3999
Otter Tail
OTTR
$3.75B
$664K ﹤0.01%
22,669
+1,637
+8% +$47.7K
EEB
4000
DELISTED
Invesco BRIC ETF
EEB
$664K ﹤0.01%
19,153
-1,248
-6% -$44.5K
158 159
160
161 162

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.