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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
376
Archer Daniels Midland
ADM
$41.4B
$51.3M 0.05%
1,182,665
-336,378
-22% -$13.6M
NSM
377
DELISTED
Nationstar Mortgage Holdings
NSM
$51.3M 0.05%
1,388,444
+1,321,953
+1,988% +$59.3M
APO icon
378
Apollo Global Management
APO
$70.7B
$51.1M 0.05%
1,615,359
-45,226
-3% -$1.4M
MA icon
379
PUT
Mastercard
MA
$477B
$51M 0.05%
611,000
-372,000
-38% -$27.6M
HOT
380
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$50.9M 0.05%
640,449
+157,631
+33% +$11.5M
PHM icon
381
Pultegroup
PHM
$24.5B
$50.8M 0.05%
2,494,678
-79,495
-3% -$1.41M
MOS icon
382
PUT
The Mosaic Company
MOS
$7.09B
$50.6M 0.05%
1,070,700
-1,878,589
-64% -$87.2M
BNS icon
383
Scotiabank
BNS
$106B
$50.5M 0.05%
868,541
-109,333
-11% -$6.13M
B
384
Barrick Mining
B
$62.2B
$50.3M 0.05%
2,853,971
+175,995
+7% +$3.1M
GDX icon
385
VanEck Gold Miners ETF
GDX
$23B
$50.2M 0.05%
2,377,367
+92,023
+4% +$2.13M
CBI
386
DELISTED
Chicago Bridge & Iron Nv
CBI
$50.1M 0.05%
602,111
+83,114
+16% +$6.3M
TWO
387
Two Harbors Investment
TWO
$1.27B
$49.9M 0.05%
672,217
+461,475
+219% +$34.6M
EWU icon
388
iShares MSCI United Kingdom ETF
EWU
$4.04B
$49.9M 0.05%
1,194,411
+71,863
+6% +$2.9M
ESV
389
DELISTED
Ensco Rowan plc
ESV
$49.6M 0.05%
216,905
+73,796
+52% +$17M
MU icon
390
Micron Technology
MU
$1.04T
$49.6M 0.05%
2,279,249
+39,749
+2% +$773K
PSX icon
391
CALL
Phillips 66
PSX
$82.9B
$49.3M 0.05%
639,000
+331,000
+107% +$22.1M
BIDU icon
392
PUT
Baidu
BIDU
$35.8B
$49M 0.05%
275,200
+27,700
+11% +$4.48M
AIG icon
393
PUT
American International
AIG
$41.9B
$48.9M 0.05%
958,200
+271,800
+40% +$13.5M
FXD icon
394
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$48.9M 0.05%
1,514,935
+415,319
+38% +$12.8M
FNX icon
395
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$48.8M 0.05%
967,432
+124,069
+15% +$5.97M
XLE icon
396
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$48.6M 0.05%
1,099,200
+163,600
+17% +$7.04M
AEP icon
397
American Electric Power
AEP
$73.7B
$48.3M 0.05%
1,033,403
-26,476
-2% -$1.22M
BHI
398
CALL
DELISTED
Baker Hughes
BHI
$48.3M 0.05%
873,800
+443,300
+103% +$24.3M
EWL icon
399
iShares MSCI Switzerland ETF
EWL
$2.12B
$48M 0.04%
1,454,302
+119,793
+9% +$3.82M
BA icon
400
CALL
Boeing
BA
$165B
$47.8M 0.04%
350,500
-105,600
-23% -$13.7M
14 15
16
17 18

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.