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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKTR icon
3951
Nektar Therapeutics
NKTR
$2.39B
$581K ﹤0.01%
3,710
+1,200
+48% +$222K
RHT
3952
CALL
DELISTED
Red Hat Inc
RHT
$581K ﹤0.01%
12,600
-59,900
-83% -$3.04M
APH icon
3953
CALL
Amphenol
APH
$185B
$580K ﹤0.01%
60,000
+12,000
+25% +$117K
BBWI icon
3954
CALL
Bath & Body Works
BBWI
$3.97B
$580K ﹤0.01%
11,752
-52,448
-82% -$2.4M
OTTR icon
3955
Otter Tail
OTTR
$3.81B
$580K ﹤0.01%
21,032
+600
+3% +$17.3K
RBA icon
3956
RB Global
RBA
$21.5B
$580K ﹤0.01%
28,721
+752
+3% +$14.5K
SU icon
3957
PUT
Suncor Energy
SU
$77.7B
$580K ﹤0.01%
16,200
-4,700
-22% -$156K
TMV icon
3958
CALL
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$182M
$578K ﹤0.01%
3,400
-3,440
-50% -$608K
CSX icon
3959
CALL
CSX Corp
CSX
$94B
$577K ﹤0.01%
67,200
-334,200
-83% -$2.8M
TQQQ icon
3960
PUT
ProShares UltraPro QQQ
TQQQ
$28.6B
$577K ﹤0.01%
614,400
+576,000
+1,500% +$486K
ASA
3961
ASA Gold and Precious Metals
ASA
$924M
$575K ﹤0.01%
43,369
-10,862
-20% -$148K
BLV icon
3962
Vanguard Long-Term Bond ETF
BLV
$5.74B
$575K ﹤0.01%
6,928
+853
+14% +$70.8K
DUK icon
3963
PUT
Duke Energy
DUK
$101B
$574K ﹤0.01%
8,600
-1,100
-11% -$75K
RSPF icon
3964
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
$574K ﹤0.01%
22,773
-30,834
-58% -$783K
NSM
3965
CALL
DELISTED
Nationstar Mortgage Holdings
NSM
$574K ﹤0.01%
10,200
-8,200
-45% -$399K
TPLM
3966
DELISTED
Triangle Petroleum Corporation
TPLM
$573K ﹤0.01%
58,347
+46,051
+375% +$351K
CVD
3967
DELISTED
COVANCE INC.
CVD
$573K ﹤0.01%
6,627
-11,470
-63% -$944K
VPHM
3968
PUT
DELISTED
VIROPHARMA INC
VPHM
$573K ﹤0.01%
+14,600
New +$477K
DUST icon
3969
PUT
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$72.4M
– –
0
– –
JEF icon
3970
PUT
Jefferies Financial Group
JEF
$12.7B
$572K ﹤0.01%
23,460
-1,564
-6% -$37.4K
MACK
3971
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$572K ﹤0.01%
19,192
– –
TEF
3972
CALL
DELISTED
Telefonica
TEF
$570K ﹤0.01%
50,151
+6,132
+14% +$63.4K
NQM
3973
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$570K ﹤0.01%
41,417
-5,797
-12% -$78.1K
CNR
3974
DELISTED
Cornerstone Building Brands, Inc.
CNR
$569K ﹤0.01%
44,652
+40,942
+1,104% +$545K
UNTD
3975
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$568K ﹤0.01%
10,179
+5,031
+98% +$283K
157 158
159
160 161

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.