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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTLD icon
3926
Heartland Express
HTLD
$1.01B
$594K ﹤0.01%
41,880
-7,061
-14% -$101K
SRV
3927
NXG Cushing Midstream Energy Fund
SRV
$211M
$594K ﹤0.01%
3,721
+441
+13% +$70.8K
LYB icon
3928
CALL
LyondellBasell Industries
LYB
$19.5B
$593K ﹤0.01%
8,100
-28,700
-78% -$2M
TRX icon
3929
CALL
TRX Gold Corp
TRX
$249M
$593K ﹤0.01%
234,500
-148,700
-39% -$484K
JE
3930
DELISTED
Just Energy Group Inc
JE
$593K ﹤0.01%
2,818
+626
+29% +$135K
DRYS
3931
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
BOH icon
3932
Bank of Hawaii
BOH
$3.14B
$592K ﹤0.01%
10,865
-10,300
-49% -$556K
CLB icon
3933
PUT
Core Laboratories
CLB
$455M
$592K ﹤0.01%
3,500
+2,700
+338% +$419K
BEN icon
3934
CALL
Franklin Resources
BEN
$16.8B
$591K ﹤0.01%
11,700
-7,200
-38% -$348K
CACC icon
3935
Credit Acceptance
CACC
$5.82B
$591K ﹤0.01%
5,330
+2,004
+60% +$222K
LIFE
3936
PUT
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$591K ﹤0.01%
7,900
– –
CYB
3937
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$589K ﹤0.01%
22,434
-1,336
-6% -$34.9K
FIO
3938
CALL
DELISTED
FUSION-IO INC COM
FIO
$588K ﹤0.01%
43,900
+18,800
+75% +$248K
PEI
3939
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$588K ﹤0.01%
2,096
-723
-26% -$211K
ARAY icon
3940
PUT
Accuray
ARAY
$27.5M
$586K ﹤0.01%
79,400
+59,900
+307% +$379K
BF.A icon
3941
Brown-Forman Class A
BF.A
$13.7B
$586K ﹤0.01%
22,123
+3,248
+17% +$91.4K
AFSI
3942
DELISTED
AmTrust Financial Services, Inc.
AFSI
$586K ﹤0.01%
30,046
+26,176
+676% +$487K
MHN
3943
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$585K ﹤0.01%
45,426
+7,265
+19% +$93.5K
ALLT icon
3944
PUT
Allot
ALLT
$362M
$584K ﹤0.01%
46,200
-33,800
-42% -$451K
BHC icon
3945
CALL
Bausch Health
BHC
$1.75B
$584K ﹤0.01%
5,600
-92,300
-94% -$8.99M
EMN icon
3946
CALL
Eastman Chemical
EMN
$7.69B
$584K ﹤0.01%
7,500
-14,800
-66% -$1.14M
WMS
3947
PUT
DELISTED
WMS INDS INC
WMS
$584K ﹤0.01%
22,500
+800
+4% +$20.6K
CA
3948
CALL
DELISTED
CA, Inc.
CA
$584K ﹤0.01%
19,700
+7,600
+63% +$228K
IEF icon
3949
CALL
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$582K ﹤0.01%
5,700
+700
+14% +$70.8K
PCQ
3950
Pimco California Municipal Income Fund
PCQ
$163M
$582K ﹤0.01%
44,549
+28,572
+179% +$371K
156 157
158
159 160

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.