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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFD
3901
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
$606K ﹤0.01%
48,813
+6,675
+16% +$85.6K
CAG icon
3902
PUT
Conagra Brands
CAG
$7.42B
$604K ﹤0.01%
25,572
+1,542
+6% +$41.6K
OLP
3903
One Liberty Properties
OLP
$542M
$604K ﹤0.01%
29,762
-32,773
-52% -$735K
PBR icon
3904
PUT
Petrobras
PBR
$120B
$604K ﹤0.01%
39,000
-115,900
-75% -$1.65M
WU icon
3905
PUT
Western Union
WU
$2.53B
$603K ﹤0.01%
32,300
-7,600
-19% -$137K
HII icon
3906
Huntington Ingalls Industries
HII
$11B
$602K ﹤0.01%
8,918
-12,472
-58% -$795K
MSCI icon
3907
MSCI
MSCI
$42.4B
$602K ﹤0.01%
14,937
-16,065
-52% -$600K
STKL
3908
DELISTED
SunOpta
STKL
$602K ﹤0.01%
61,959
+19,127
+45% +$169K
BAF
3909
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$602K ﹤0.01%
46,045
+16,504
+56% +$213K
HSNI
3910
DELISTED
HSN, Inc.
HSNI
$602K ﹤0.01%
11,223
-2,858
-20% -$164K
ARK
3911
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
$602K ﹤0.01%
152,789
+6,688
+5% +$26.6K
BMO icon
3912
CALL
Bank of Montreal
BMO
$123B
$601K ﹤0.01%
9,000
-3,500
-28% -$220K
DIN icon
3913
Dine Brands
DIN
$462M
$601K ﹤0.01%
8,717
-50
-0.6% -$3.43K
LSAK icon
3914
CALL
Lesaka Technologies
LSAK
$384M
$601K ﹤0.01%
+50,100
New +$452K
PB icon
3915
Prosperity Bancshares
PB
$8.9B
$601K ﹤0.01%
9,722
+3,811
+64% +$226K
AWAY
3916
PUT
DELISTED
HOMEAWAY INC COM
AWAY
$601K ﹤0.01%
21,500
+2,300
+12% +$71.3K
JOBS
3917
DELISTED
51job Inc
JOBS
$599K ﹤0.01%
16,670
+2,040
+14% +$68K
SWIR
3918
PUT
DELISTED
Sierra Wireless
SWIR
$598K ﹤0.01%
36,500
+36,000
+7,200% +$475K
NOG icon
3919
Northern Oil and Gas
NOG
$2.29B
$597K ﹤0.01%
4,141
+764
+23% +$102K
NIB
3920
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$597K ﹤0.01%
16,961
+14,472
+581% +$469K
BKD icon
3921
Brookdale Senior Living
BKD
$3.55B
$596K ﹤0.01%
22,657
+1,283
+6% +$35.2K
MUB icon
3922
PUT
iShares National Muni Bond ETF
MUB
$45.2B
$596K ﹤0.01%
5,700
+4,000
+235% +$413K
CCA
3923
DELISTED
MFS California Municipal Fund
CCA
$596K ﹤0.01%
58,200
+31,700
+120% +$321K
LVL
3924
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$595K ﹤0.01%
45,918
-10,382
-18% -$131K
AN icon
3925
AutoNation
AN
$7.7B
$594K ﹤0.01%
11,395
+6,557
+136% +$316K
155 156
157
158 159

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.