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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCO icon
3876
Columbus McKinnon
CMCO
$596M
$729K ﹤0.01%
26,850
-766
-3% -$20K
QABA icon
3877
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.1M
$729K ﹤0.01%
20,112
+5,700
+40% +$196K
INVN
3878
PUT
DELISTED
Invensense Inc
INVN
$729K ﹤0.01%
35,100
+21,600
+160% +$386K
JLL icon
3879
Jones Lang LaSalle
JLL
$16.8B
$728K ﹤0.01%
7,110
-6,387
-47% -$600K
IBMG
3880
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$728K ﹤0.01%
28,772
+11,365
+65% +$287K
EFF
3881
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$727K ﹤0.01%
40,056
+39,321
+5,350% +$708K
MSGS icon
3882
Madison Square Garden
MSGS
$9.75B
$726K ﹤0.01%
17,678
+2,803
+19% +$114K
SAN icon
3883
CALL
Banco Santander
SAN
$202B
$726K ﹤0.01%
88,078
-33,360
-27% -$265K
SYNT
3884
DELISTED
Syntel Inc
SYNT
$725K ﹤0.01%
15,948
+4,818
+43% +$209K
PXR
3885
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
$725K ﹤0.01%
18,994
-3,090
-14% -$118K
TK icon
3886
Teekay
TK
$983M
$724K ﹤0.01%
15,082
+1,893
+14% +$82.9K
QDF icon
3887
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$723K ﹤0.01%
+21,721
New +$700K
WBS icon
3888
Webster Financial
WBS
$12.5B
$723K ﹤0.01%
23,202
+3,984
+21% +$113K
NCP
3889
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
$723K ﹤0.01%
54,444
+33,844
+164% +$452K
IPG
3890
CALL
DELISTED
Interpublic Group of Companies
IPG
$722K ﹤0.01%
40,800
-2,700
-6% -$45.5K
PRMW
3891
DELISTED
Primo Water Corporation
PRMW
$722K ﹤0.01%
89,589
+23,774
+36% +$194K
NQJ
3892
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
$722K ﹤0.01%
56,010
+5,158
+10% +$65.5K
A icon
3893
PUT
Agilent Technologies
A
$39.2B
$721K ﹤0.01%
17,615
-279
-2% -$10.6K
USG
3894
CALL
DELISTED
Usg
USG
$721K ﹤0.01%
25,400
-113,400
-82% -$3.07M
KOG
3895
CALL
DELISTED
KODIAK OIL & GAS CORP
KOG
$720K ﹤0.01%
64,200
-150,200
-70% -$1.8M
CAR icon
3896
PUT
Avis
CAR
$5.37B
$719K ﹤0.01%
17,800
+13,500
+314% +$452K
CX icon
3897
CALL
Cemex
CX
$17.2B
$719K ﹤0.01%
71,053
-55,451
-44% -$521K
NEE icon
3898
CALL
NextEra Energy
NEE
$183B
$719K ﹤0.01%
33,600
+3,200
+11% +$67.5K
JSC
3899
DELISTED
SPDR SER TR SPDR RUSSELL/NOMURA SM CAP JAPAN ETF
JSC
$719K ﹤0.01%
14,325
+561
+4% +$28.4K
IAU icon
3900
CALL
iShares Gold Trust
IAU
$63.8B
$718K ﹤0.01%
30,750
-750
-2% -$18.5K
154 155
156
157 158

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.