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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYV icon
3801
Live Nation Entertainment
LYV
$42.9B
$736K ﹤0.01%
33,860
-26,725
-44% -$581K
YELL
3802
CALL
DELISTED
Yellow Corporation Common Stock
YELL
$734K ﹤0.01%
32,600
-22,500
-41% -$470K
LMNR icon
3803
Limoneira
LMNR
$244M
$733K ﹤0.01%
32,315
-3,478
-10% -$78.5K
SPMD icon
3804
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.1B
$733K ﹤0.01%
26,169
-115,899
-82% -$3.21M
USAC icon
3805
USA Compression Partners
USAC
$3.69B
$733K ﹤0.01%
27,945
+8,618
+45% +$232K
SWI
3806
CALL
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$733K ﹤0.01%
17,200
+13,700
+391% +$584K
XLBS
3807
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$733K ﹤0.01%
16,282
+4,655
+40% +$210K
SIL icon
3808
Global X Silver Miners ETF NEW
SIL
$3.93B
$732K ﹤0.01%
19,088
+11,251
+144% +$440K
SPYV icon
3809
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$732K ﹤0.01%
31,020
+13,300
+75% +$305K
CSIQ icon
3810
CALL
Canadian Solar
CSIQ
$932M
$731K ﹤0.01%
22,800
– –
LO
3811
CALL
DELISTED
LORILLARD INC COM STK
LO
$730K ﹤0.01%
13,500
-18,500
-58% -$930K
RDC
3812
DELISTED
Rowan Companies Plc
RDC
$729K ﹤0.01%
21,641
-12,610
-37% -$412K
TA
3813
DELISTED
TravelCenters of America LLC
TA
$728K ﹤0.01%
17,865
+17,605
+6,771% +$768K
NUO
3814
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$727K ﹤0.01%
47,707
-18,836
-28% -$277K
HRTX icon
3815
Heron Therapeutics
HRTX
$93.4M
$726K ﹤0.01%
+52,176
New +$697K
VGM icon
3816
Invesco Trust Investment Grade Municipals
VGM
$550M
$726K ﹤0.01%
56,756
-192
-0.3% -$2.44K
EDR
3817
DELISTED
Education Realty Trust Inc
EDR
$726K ﹤0.01%
24,530
+2,311
+10% +$64.6K
JJE
3818
DELISTED
iPath Bloomberg Energy Subindex Total Return ETN due October 22, 2037
JJE
$726K ﹤0.01%
38,781
+4,588
+13% +$85K
BHC icon
3819
PUT
Bausch Health
BHC
$1.75B
$725K ﹤0.01%
5,500
+2,400
+77% +$328K
FOF icon
3820
Cohen & Steers Closed End Opportunity Fund
FOF
$369M
$724K ﹤0.01%
56,364
-8,825
-14% -$113K
KBH icon
3821
PUT
KB Home
KBH
$3.5B
$724K ﹤0.01%
42,600
-14,400
-25% -$264K
ENZN
3822
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$724K ﹤0.01%
703,178
-5,779
-0.8% -$5.97K
ADBE icon
3823
CALL
Adobe
ADBE
$105B
$723K ﹤0.01%
11,000
-13,700
-55% -$879K
ACIW icon
3824
ACI Worldwide
ACIW
$6.12B
$722K ﹤0.01%
36,600
-15,093
-29% -$305K
TSN icon
3825
CALL
Tyson Foods
TSN
$21.5B
$722K ﹤0.01%
16,400
-13,200
-45% -$500K
151 152
153
154 155

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.