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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABMD
3776
PUT
DELISTED
Abiomed Inc
ABMD
$667K ﹤0.01%
35,000
+34,800
+17,400% +$796K
PSF icon
3777
Cohen & Steers Select Preferred & Income Fund
PSF
$233M
$666K ﹤0.01%
27,797
-5,889
-17% -$146K
INFN
3778
DELISTED
Infinera Corporation Common Stock
INFN
$666K ﹤0.01%
58,842
+18,438
+46% +$202K
PNRA
3779
PUT
DELISTED
Panera Bread Co
PNRA
$666K ﹤0.01%
4,200
+3,100
+282% +$538K
IDX icon
3780
VanEck Indonesia Index ETF
IDX
$31.3M
$665K ﹤0.01%
28,990
-32,431
-53% -$835K
SHO icon
3781
Sunstone Hotel Investors
SHO
$2.19B
$664K ﹤0.01%
52,164
+9,341
+22% +$119K
LTM
3782
CALL
DELISTED
LIFE TIME FITNESS INC
LTM
$664K ﹤0.01%
12,900
+2,500
+24% +$129K
RBS.PRL.CL
3783
DELISTED
Royal Bank Of Scotland Group Plc
RBS.PRL.CL
$664K ﹤0.01%
33,481
-1,238
-4% -$24.1K
CMCO icon
3784
Columbus McKinnon
CMCO
$422M
$663K ﹤0.01%
27,616
+4,913
+22% +$113K
HUM icon
3785
PUT
Humana
HUM
$43.9B
$663K ﹤0.01%
7,100
-67,700
-91% -$6.21M
IDGT icon
3786
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$468M
$663K ﹤0.01%
21,918
+7,740
+55% +$234K
PVTB
3787
DELISTED
PrivateBancorp Inc
PVTB
$663K ﹤0.01%
31,001
-7,581
-20% -$174K
EOT
3788
Eaton Vance National Municipal Opportunities Trust
EOT
$270M
$662K ﹤0.01%
35,229
-19,543
-36% -$361K
FL
3789
CALL
DELISTED
Foot Locker
FL
$662K ﹤0.01%
19,500
-800
-4% -$27.8K
MYN icon
3790
BlackRock MuniYield New York Quality Fund
MYN
$376M
$662K ﹤0.01%
53,397
+14,354
+37% +$178K
SPHD icon
3791
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
$662K ﹤0.01%
24,291
+2,034
+9% +$56.4K
ROIC
3792
DELISTED
Retail Opportunity Investments Corp.
ROIC
$662K ﹤0.01%
47,931
-10,048
-17% -$137K
GHC icon
3793
Graham Holdings Company
GHC
$5.31B
$661K ﹤0.01%
1,789
+299
+20% +$101K
WEN icon
3794
CALL
Wendy's
WEN
$1.46B
$661K ﹤0.01%
78,000
+29,700
+61% +$223K
AHD
3795
PUT
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$661K ﹤0.01%
12,100
– –
ACIW icon
3796
ACI Worldwide
ACIW
$6.12B
$660K ﹤0.01%
36,600
-7,173
-16% -$118K
CBOE icon
3797
PUT
Cboe Global Markets
CBOE
$32.2B
$660K ﹤0.01%
14,600
+11,700
+403% +$555K
ROL icon
3798
Rollins
ROL
$18.6B
$660K ﹤0.01%
84,021
-41,107
-33% -$315K
SHI
3799
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$659K ﹤0.01%
26,312
+6,266
+31% +$144K
SDS icon
3800
PUT
ProShares UltraShort S&P500
SDS
$435M
$658K ﹤0.01%
180
+14
+8% +$52.1K
150 151
152
153 154

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.