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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAB icon
3751
CALL
Standard BioTools
LAB
$342M
$812K ﹤0.01%
+21,200
New +$624K
ERF
3752
PUT
DELISTED
Enerplus Corporation
ERF
$811K ﹤0.01%
44,929
-3,123
-6% -$54.6K
AMWD
3753
DELISTED
American Woodmark
AMWD
$810K ﹤0.01%
20,478
+20,278
+10,139% +$704K
HIW icon
3754
Highwoods Properties
HIW
$3.79B
$810K ﹤0.01%
22,409
+1,284
+6% +$46.8K
UPL
3755
PUT
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$810K ﹤0.01%
37,400
+800
+2% +$16.3K
DRYS
3756
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
ESR
3757
DELISTED
ISHARES MSCI EMERGING MARKETS EASTERN EUROPE ETF
ESR
$810K ﹤0.01%
30,960
+24,589
+386% +$655K
NSR
3758
DELISTED
Neustar Inc
NSR
$809K ﹤0.01%
16,228
+7,563
+87% +$364K
OVTI
3759
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$809K ﹤0.01%
47,061
+16,956
+56% +$257K
DXCM icon
3760
DexCom
DXCM
$29B
$808K ﹤0.01%
91,232
+23,200
+34% +$184K
SRL icon
3761
Scully Royalty
SRL
$75.4M
$806K ﹤0.01%
20,177
+2,627
+15% +$104K
AMP icon
3762
CALL
Ameriprise Financial
AMP
$47.8B
$805K ﹤0.01%
7,000
+5,700
+438% +$589K
CAAS icon
3763
China Automotive Systems
CAAS
$131M
$805K ﹤0.01%
101,535
+331
+0.3% +$2.5K
RPAI
3764
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$805K ﹤0.01%
63,302
+35,724
+130% +$484K
TY icon
3765
TRI-Continental Corp
TY
$1.84B
$804K ﹤0.01%
40,241
+4,332
+12% +$83.1K
PWT
3766
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
$804K ﹤0.01%
33,984
-16,494
-33% -$390K
CHRD icon
3767
CALL
Chord Energy
CHRD
$7.68B
$803K ﹤0.01%
17,100
-20,000
-54% -$993K
PGJ icon
3768
Invesco Golden Dragon China ETF
PGJ
$96.3M
$803K ﹤0.01%
26,491
+10,823
+69% +$316K
DIOD icon
3769
Diodes
DIOD
$3.5B
$802K ﹤0.01%
34,053
+18,494
+119% +$417K
SE
3770
PUT
DELISTED
Spectra Energy Corp Wi
SE
$801K ﹤0.01%
22,500
-1,300
-5% -$44.7K
LNC icon
3771
PUT
Lincoln National
LNC
$7.92B
$800K ﹤0.01%
15,500
-8,800
-36% -$422K
UDN icon
3772
Invesco DB US Dollar Index Bearish Fund
UDN
$108M
$799K ﹤0.01%
29,531
+15,250
+107% +$412K
ACN icon
3773
PUT
Accenture
ACN
$106B
$798K ﹤0.01%
9,700
-30,400
-76% -$2.3M
SAH icon
3774
Sonic Automotive
SAH
$3.56B
$798K ﹤0.01%
32,601
+2,331
+8% +$54.3K
CBRL icon
3775
Cracker Barrel
CBRL
$1.26B
$797K ﹤0.01%
7,242
-1,353
-16% -$147K
149 150
151
152 153

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.