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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSS icon
3726
PUT
Kohl's
KSS
$2.16B
$829K ﹤0.01%
14,600
+9,200
+170% +$504K
VER
3727
PUT
DELISTED
VEREIT, Inc.
VER
$829K ﹤0.01%
12,900
+12,360
+2,289% +$800K
GLQ
3728
Clough Global Equity Fund
GLQ
$152M
$828K ﹤0.01%
52,732
-38,864
-42% -$587K
CHN
3729
DELISTED
China Fund
CHN
$827K ﹤0.01%
39,701
-2,141
-5% -$48.2K
CHT icon
3730
Chunghwa Telecom
CHT
$33.5B
$826K ﹤0.01%
26,677
-5,175
-16% -$162K
CLX icon
3731
PUT
Clorox
CLX
$12B
$826K ﹤0.01%
8,900
+5,800
+187% +$522K
ICUI icon
3732
ICU Medical
ICUI
$4.16B
$826K ﹤0.01%
12,969
-179
-1% -$11.5K
HTWR
3733
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
$826K ﹤0.01%
8,801
-6,718
-43% -$568K
TFM
3734
CALL
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$826K ﹤0.01%
20,400
+17,600
+629% +$819K
TT icon
3735
CALL
Trane Technologies
TT
$98.8B
$825K ﹤0.01%
13,400
-1,374
-9% -$75.7K
BPL
3736
PUT
DELISTED
Buckeye Partners, L.P.
BPL
$824K ﹤0.01%
11,600
-12,600
-52% -$848K
TLP
3737
DELISTED
Transmontaigne
TLP
$824K ﹤0.01%
19,388
-70
-0.4% -$2.92K
LAB icon
3738
PUT
Standard BioTools
LAB
$342M
$823K ﹤0.01%
+21,500
New +$633K
ENZN
3739
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$822K ﹤0.01%
708,957
-10,418
-1% -$16K
MM
3740
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$822K ﹤0.01%
113,152
+98,130
+653% +$663K
FOF icon
3741
Cohen & Steers Closed End Opportunity Fund
FOF
$369M
$819K ﹤0.01%
65,189
-4,313
-6% -$53.6K
TECD
3742
DELISTED
Tech Data Corp
TECD
$819K ﹤0.01%
15,873
+14,260
+884% +$730K
RBS.PRM
3743
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$819K ﹤0.01%
39,163
+2
+0% +$42
PKO
3744
DELISTED
Pimco Income Opportunity Fund
PKO
$819K ﹤0.01%
28,987
-13,895
-32% -$390K
AMP icon
3745
PUT
Ameriprise Financial
AMP
$47.8B
$817K ﹤0.01%
+7,100
New +$733K
BHL
3746
DELISTED
Blackrock Defined Opp Crt Tr
BHL
$817K ﹤0.01%
60,018
+28,127
+88% +$386K
GHL
3747
DELISTED
Greenhill & Co., Inc.
GHL
$816K ﹤0.01%
14,084
+4,412
+46% +$231K
RYAAY icon
3748
Ryanair
RYAAY
$30B
$815K ﹤0.01%
42,361
+4,053
+11% +$79.2K
BCRH
3749
DELISTED
BLUE CAPITAL REINSURANCE HOLDINGS LTD.
BCRH
$814K ﹤0.01%
+44,341
New +$819K
PSF icon
3750
Cohen & Steers Select Preferred & Income Fund
PSF
$233M
$813K ﹤0.01%
32,926
+5,129
+18% +$123K
148 149
150
151 152

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.