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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERTH icon
3701
Invesco MSCI Sustainable Future ETF
ERTH
$131M
$721K ﹤0.01%
24,907
-10,118
-29% -$278K
URBN icon
3702
PUT
Urban Outfitters
URBN
$6.46B
$721K ﹤0.01%
19,600
-700
-3% -$28.7K
SAH icon
3703
Sonic Automotive
SAH
$3.56B
$720K ﹤0.01%
30,270
-1,825
-6% -$42K
B
3704
DELISTED
Barnes Group Inc.
B
$720K ﹤0.01%
20,633
+16,464
+395% +$540K
EEB
3705
DELISTED
Invesco BRIC ETF
EEB
$720K ﹤0.01%
20,401
-14,003
-41% -$459K
IAG icon
3706
PUT
IAMGOLD
IAG
$8.05B
$717K ﹤0.01%
150,900
-17,700
-10% -$92.8K
MUFG icon
3707
Mitsubishi UFJ Financial
MUFG
$247B
$717K ﹤0.01%
111,798
+65,388
+141% +$416K
MMP
3708
PUT
DELISTED
Magellan Midstream Partners, L.P.
MMP
$717K ﹤0.01%
12,700
-52,400
-80% -$2.88M
JXI icon
3709
iShares Global Utilities ETF
JXI
$315M
$714K ﹤0.01%
16,293
-96,242
-86% -$4.16M
ANR
3710
PUT
DELISTED
Alpha Natural Resources Inc
ANR
$714K ﹤0.01%
119,800
-362,900
-75% -$2.13M
PDH
3711
DELISTED
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT
PDH
$714K ﹤0.01%
59,710
-42,815
-42% -$533K
MDLZ icon
3712
PUT
Mondelez International
MDLZ
$82.9B
$713K ﹤0.01%
22,700
-4,600
-17% -$143K
STI
3713
CALL
DELISTED
SunTrust Banks, Inc.
STI
$713K ﹤0.01%
22,000
-10,900
-33% -$369K
TYN
3714
DELISTED
TORTOISE NORTH AMERICAN ENERGY CORPORATION COM
TYN
$712K ﹤0.01%
26,698
-6,200
-19% -$177K
WCRX
3715
CALL
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
$711K ﹤0.01%
31,000
-4,200
-12% -$88.8K
EPM icon
3716
Evolution Petroleum
EPM
$133M
$710K ﹤0.01%
63,077
-9,393
-13% -$109K
FAZ icon
3717
CALL
Direxion Daily Financial Bear 3x ETF
FAZ
$85.8M
$710K ﹤0.01%
15
+10
+200% +$475K
SONY icon
3718
CALL
Sony
SONY
$137B
$710K ﹤0.01%
165,000
-158,000
-49% -$669K
HTO
3719
H2O America
HTO
$2.67B
$709K ﹤0.01%
25,289
-313
-1% -$8.49K
WPZ
3720
PUT
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$709K ﹤0.01%
14,224
-143,836
-91% -$6.89M
ZQK
3721
PUT
DELISTED
QUICKSILVER,INC.
ZQK
$705K ﹤0.01%
100,300
+71,900
+253% +$449K
LQD icon
3722
CALL
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$704K ﹤0.01%
6,200
+4,700
+313% +$532K
JSC
3723
DELISTED
SPDR SER TR SPDR RUSSELL/NOMURA SM CAP JAPAN ETF
JSC
$704K ﹤0.01%
13,764
+611
+5% +$29.9K
POLY
3724
DELISTED
Plantronics, Inc.
POLY
$703K ﹤0.01%
15,264
-22,520
-60% -$1.03M
MHFI
3725
PUT
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$702K ﹤0.01%
10,700
-54,900
-84% -$3.33M
147 148
149
150 151

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.