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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPG icon
3626
PUT
Simon Property Group
SPG
$76.4B
$771K ﹤0.01%
5,528
-12,543
-69% -$1.82M
UAA icon
3627
CALL
Under Armour
UAA
$3.01B
$771K ﹤0.01%
39,075
+6,445
+20% +$113K
NFX
3628
DELISTED
Newfield Exploration
NFX
$770K ﹤0.01%
28,157
-36,348
-56% -$911K
BAX icon
3629
PUT
Baxter International
BAX
$12.8B
$769K ﹤0.01%
21,540
-17,673
-45% -$686K
KMDA icon
3630
Kamada
KMDA
$404M
$769K ﹤0.01%
50,267
+33,207
+195% +$438K
RCL icon
3631
PUT
Royal Caribbean
RCL
$86.5B
$769K ﹤0.01%
20,100
-30,200
-60% -$1.13M
WPM icon
3632
PUT
Wheaton Precious Metals
WPM
$49.7B
$768K ﹤0.01%
31,000
-131,600
-81% -$3.13M
WEC icon
3633
CALL
WEC Energy
WEC
$36.3B
$767K ﹤0.01%
19,000
+18,600
+4,650% +$774K
BAL
3634
DELISTED
iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038
BAL
$767K ﹤0.01%
13,756
-5,097
-27% -$280K
TT icon
3635
CALL
Trane Technologies
TT
$98.8B
$766K ﹤0.01%
14,774
+8,264
+127% +$405K
MCP
3636
PUT
DELISTED
MOLYCORP INC COM STK
MCP
$766K ﹤0.01%
116,700
-9,800
-8% -$65.9K
PAGG
3637
DELISTED
Invesco Global Agriculture ETF
PAGG
$766K ﹤0.01%
26,975
-238
-0.9% -$6.8K
AEO icon
3638
American Eagle Outfitters
AEO
$2.94B
$765K ﹤0.01%
54,695
+34,508
+171% +$578K
RLJ icon
3639
RLJ Lodging Trust
RLJ
$1.88B
$765K ﹤0.01%
32,529
-40,198
-55% -$951K
ALL icon
3640
PUT
Allstate
ALL
$70.6B
$763K ﹤0.01%
15,100
-9,900
-40% -$498K
VGK icon
3641
PUT
Vanguard FTSE Europe ETF
VGK
$30.1B
$763K ﹤0.01%
14,000
-37,400
-73% -$1.96M
VNQ icon
3642
CALL
Vanguard Real Estate ETF
VNQ
$39.9B
$761K ﹤0.01%
11,500
+1,700
+17% +$116K
BBG
3643
DELISTED
Bill Barrett Corp
BBG
$761K ﹤0.01%
30,323
-5,181
-15% -$116K
FCO
3644
DELISTED
abrdn Global Income Fund
FCO
$759K ﹤0.01%
70,068
-94,713
-57% -$1.02M
HNI icon
3645
HNI Corp
HNI
$3.08B
$759K ﹤0.01%
20,987
+7,093
+51% +$262K
ARNA
3646
PUT
DELISTED
Arena Pharmaceuticals Inc
ARNA
$759K ﹤0.01%
14,410
-510
-3% -$34.2K
APD icon
3647
PUT
Air Products & Chemicals
APD
$65.5B
$757K ﹤0.01%
7,675
+1,081
+16% +$103K
GLRE icon
3648
Greenlight Captial
GLRE
$579M
$757K ﹤0.01%
26,617
+245
+0.9% +$6.63K
CAAS icon
3649
China Automotive Systems
CAAS
$131M
$756K ﹤0.01%
101,204
+2,633
+3% +$19.7K
MELI icon
3650
CALL
Mercado Libre
MELI
$94.5B
$756K ﹤0.01%
5,600
+2,900
+107% +$348K
144 145
146
147 148

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.