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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMTI icon
3601
Rockwell Medical
RMTI
$27.2M
$786K ﹤0.01%
626
+391
+166% +$265K
DRC
3602
PUT
DELISTED
DRESSER-RAND GROUP INC
DRC
$786K ﹤0.01%
12,600
+12,500
+12,500% +$780K
CUZ icon
3603
Cousins Properties
CUZ
$5.31B
$785K ﹤0.01%
27,045
+5,480
+25% +$159K
CI icon
3604
PUT
Cigna
CI
$78.4B
$784K ﹤0.01%
10,200
-22,700
-69% -$1.77M
EZCH
3605
CALL
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
$784K ﹤0.01%
31,800
+12,800
+67% +$359K
EVER
3606
DELISTED
Everbank Financial Corp
EVER
$783K ﹤0.01%
52,251
+24,339
+87% +$376K
LMNR icon
3607
Limoneira
LMNR
$244M
$782K ﹤0.01%
30,459
+29,959
+5,992% +$673K
RYAAY icon
3608
Ryanair
RYAAY
$30B
$782K ﹤0.01%
38,308
+2,165
+6% +$45K
HTR
3609
DELISTED
Brookfield Total Return Fund Inc
HTR
$782K ﹤0.01%
34,107
-2,339
-6% -$53.8K
LFC
3610
DELISTED
China Life Insurance Company Ltd.
LFC
$781K ﹤0.01%
60,288
-92,124
-60% -$1.15M
BRY
3611
CALL
DELISTED
BERRY PETROLEUM CO CL A
BRY
$781K ﹤0.01%
18,100
-5,900
-25% -$246K
CERN
3612
CALL
DELISTED
Cerner Corp
CERN
$778K ﹤0.01%
14,800
-2,200
-13% -$107K
KBWY icon
3613
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$320M
$777K ﹤0.01%
26,075
-157,645
-86% -$4.87M
NGL icon
3614
NGL Energy Partners
NGL
$1.94B
$776K ﹤0.01%
25,160
+9,784
+64% +$295K
SPR
3615
DELISTED
Spirit AeroSystems
SPR
$776K ﹤0.01%
31,996
+26,243
+456% +$626K
FMS icon
3616
Fresenius Medical Care
FMS
$13.4B
$775K ﹤0.01%
23,947
-401
-2% -$13.1K
UTEK
3617
DELISTED
Ultratech Inc.
UTEK
$775K ﹤0.01%
25,589
+3,908
+18% +$120K
PAY
3618
PUT
DELISTED
Verifone Systems Inc
PAY
$773K ﹤0.01%
33,800
-128,300
-79% -$2.56M
DANG
3619
CALL
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$773K ﹤0.01%
73,800
+28,300
+62% +$250K
BJZ
3620
DELISTED
Blackrock Ca Muni 2018 Term Tr
BJZ
$773K ﹤0.01%
49,102
-633
-1% -$9.8K
BALL icon
3621
CALL
Ball Corp
BALL
$17.5B
$772K ﹤0.01%
34,400
+29,400
+588% +$660K
CVI icon
3622
CVR Energy
CVI
$3.48B
$772K ﹤0.01%
20,032
-19,856
-50% -$871K
GEF.B icon
3623
Greif Class B
GEF.B
$4.13B
$772K ﹤0.01%
14,490
+1,436
+11% +$80.1K
ENOC
3624
DELISTED
EnerNOC, Inc.
ENOC
$772K ﹤0.01%
51,482
-1,321
-3% -$19.9K
WLT
3625
CALL
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$772K ﹤0.01%
55,000
+21,500
+64% +$273K
143 144
145
146 147

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.