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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QID icon
3526
CALL
ProShares UltraShort QQQ
QID
$305M
$1M ﹤0.01%
208
-33
-14% -$179K
CVLT icon
3527
Commault Systems
CVLT
$4.98B
$999K ﹤0.01%
13,341
+3,411
+34% +$267K
GEF.B icon
3528
Greif Class B
GEF.B
$4.13B
$999K ﹤0.01%
17,000
+2,510
+17% +$141K
HRB icon
3529
PUT
H&R Block
HRB
$5.98B
$999K ﹤0.01%
34,400
-83,500
-71% -$2.37M
PPL
3530
PUT
PPL Corp
PPL
$26.9B
$999K ﹤0.01%
35,645
+644
+2% +$18.2K
CNVR
3531
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$999K ﹤0.01%
42,727
+41,087
+2,505% +$861K
CCL icon
3532
PUT
Carnival Corporation Ltd
CCL
$38.1B
$996K ﹤0.01%
24,800
-12,000
-33% -$424K
VOOV icon
3533
Vanguard S&P 500 Value ETF
VOOV
$6.61B
$996K ﹤0.01%
12,136
+1,215
+11% +$96K
RFMD
3534
DELISTED
RF MICRO DEVICES INC
RFMD
$996K ﹤0.01%
193,143
+167,982
+668% +$901K
NUAN
3535
PUT
DELISTED
Nuance Communications, Inc.
NUAN
$994K ﹤0.01%
75,537
+57,172
+311% +$786K
MCR
3536
DELISTED
MFS Charter Income Trust
MCR
$992K ﹤0.01%
109,651
+9,376
+9% +$84K
CL icon
3537
PUT
Colgate-Palmolive
CL
$74.8B
$991K ﹤0.01%
15,200
+3,600
+31% +$230K
PHD
3538
DELISTED
Pioneer Floating Rate Fund
PHD
$991K ﹤0.01%
77,899
-68,286
-47% -$850K
DCT
3539
DELISTED
DCT Industrial Trust Inc.
DCT
$991K ﹤0.01%
34,725
-29
-0.1% -$860
DTH icon
3540
WisdomTree International High Dividend Fund
DTH
$644M
$990K ﹤0.01%
20,866
-254
-1% -$11.8K
TSN icon
3541
CALL
Tyson Foods
TSN
$21.5B
$990K ﹤0.01%
29,600
+7,300
+33% +$223K
PAA icon
3542
PUT
Plains All American Pipeline
PAA
$17.6B
$989K ﹤0.01%
19,100
+10,800
+130% +$552K
SMTC icon
3543
Semtech
SMTC
$9.65B
$988K ﹤0.01%
39,104
+37,129
+1,880% +$1.1M
DTV
3544
CALL
DELISTED
DIRECTV COM STK (DE)
DTV
$988K ﹤0.01%
14,300
+3,500
+32% +$224K
DOX icon
3545
Amdocs
DOX
$6.03B
$987K ﹤0.01%
23,920
+7,326
+44% +$288K
ABT icon
3546
PUT
Abbott
ABT
$188B
$985K ﹤0.01%
25,700
+13,500
+111% +$498K
AKS
3547
PUT
DELISTED
AK Steel Holding Corp
AKS
$985K ﹤0.01%
120,100
+55,800
+87% +$295K
LF
3548
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$985K ﹤0.01%
124,071
+25,681
+26% +$218K
PWP
3549
DELISTED
POWERSHARES DYNAMIC MID CAP VALUE PORTFOLIO
PWP
$985K ﹤0.01%
39,796
-6,952
-15% -$172K
SH icon
3550
CALL
ProShares Short S&P500
SH
$928M
$984K ﹤0.01%
4,875
+3,162
+185% +$671K
140 141
142
143 144

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.