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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBSI icon
3501
United Bankshares
UBSI
$6.69B
$861K ﹤0.01%
29,714
+4,482
+18% +$127K
VLO icon
3502
PUT
Valero Energy
VLO
$89.5B
$861K ﹤0.01%
25,200
+5,600
+29% +$198K
CTXS
3503
PUT
DELISTED
Citrix Systems Inc
CTXS
$861K ﹤0.01%
15,321
-45,209
-75% -$2.53M
SJT
3504
San Juan Basin Royalty Trust
SJT
$119M
$860K ﹤0.01%
53,821
-37,746
-41% -$620K
SOR
3505
Source Capital
SOR
$375M
$860K ﹤0.01%
13,838
+914
+7% +$57.6K
BR icon
3506
Broadridge
BR
$18.4B
$859K ﹤0.01%
27,043
-16,245
-38% -$483K
NPP
3507
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$859K ﹤0.01%
63,573
+11,584
+22% +$155K
HMIN
3508
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
$859K ﹤0.01%
25,882
+4,503
+21% +$139K
DSX icon
3509
Diana Shipping
DSX
$266M
$858K ﹤0.01%
101,602
+54,191
+114% +$415K
FOF icon
3510
Cohen & Steers Closed End Opportunity Fund
FOF
$369M
$858K ﹤0.01%
69,502
-72,314
-51% -$915K
WM icon
3511
CALL
Waste Management
WM
$95B
$858K ﹤0.01%
20,800
-2,400
-10% -$100K
BGG
3512
DELISTED
Briggs & Stratton Corp.
BGG
$857K ﹤0.01%
42,609
-1,419
-3% -$28.6K
HTH icon
3513
Hilltop Holdings
HTH
$2.26B
$856K ﹤0.01%
46,248
+17,645
+62% +$297K
OILT
3514
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
$856K ﹤0.01%
33,414
+3,466
+12% +$85.2K
KKR icon
3515
CALL
KKR & Co
KKR
$89.1B
$854K ﹤0.01%
41,500
-3,200
-7% -$64.2K
CYBX
3516
DELISTED
CYBERONICS INC
CYBX
$854K ﹤0.01%
16,840
+593
+4% +$31.1K
AVGO icon
3517
PUT
Broadcom
AVGO
$1.76T
$853K ﹤0.01%
198,000
+38,000
+24% +$146K
LIWA
3518
PUT
DELISTED
LIHUA INTL INC COM STK (DE)
LIWA
$853K ﹤0.01%
171,200
-268,400
-61% -$1.36M
LOW icon
3519
PUT
Lowe's Companies
LOW
$121B
$852K ﹤0.01%
17,900
+5,200
+41% +$236K
TKR icon
3520
CALL
Timken Company
TKR
$9.19B
$852K ﹤0.01%
19,698
-3,353
-15% -$144K
CYH icon
3521
CALL
Community Health Systems
CYH
$382M
$851K ﹤0.01%
24,805
+22,264
+876% +$790K
ASML icon
3522
PUT
ASML
ASML
$596B
$849K ﹤0.01%
8,600
+6,600
+330% +$594K
FRO icon
3523
Frontline
FRO
$8.71B
$845K ﹤0.01%
63,770
+38,189
+149% +$479K
HYV
3524
DELISTED
BALCKROCK CORP HG YLD FD V INC
HYV
$843K ﹤0.01%
69,492
-5,029
-7% -$59.9K
RRC icon
3525
PUT
Range Resources
RRC
$9.33B
$842K ﹤0.01%
11,100
– –
139 140
141
142 143

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.