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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAVN
3476
DELISTED
Raven Industries Inc
RAVN
$876K ﹤0.01%
26,768
+615
+2% +$19.3K
SCI icon
3477
CALL
Service Corp International
SCI
$11.8B
$875K ﹤0.01%
47,000
+9,600
+26% +$179K
ETN icon
3478
PUT
Eaton
ETN
$141B
$874K ﹤0.01%
12,700
-8,800
-41% -$591K
PWB icon
3479
Invesco Large Cap Growth ETF
PWB
$2.17B
$874K ﹤0.01%
37,389
+2,385
+7% +$54.1K
QIHU
3480
PUT
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$874K ﹤0.01%
10,500
+7,700
+275% +$541K
CVLT icon
3481
Commault Systems
CVLT
$4.98B
$873K ﹤0.01%
9,930
+4,832
+95% +$405K
IXUS icon
3482
iShares Core MSCI Total International Stock ETF
IXUS
$56.8B
$873K ﹤0.01%
15,851
+2,273
+17% +$120K
PFXF icon
3483
VanEck Preferred Securities ex Financials ETF
PFXF
$2.37B
$873K ﹤0.01%
45,250
+40,933
+948% +$794K
RDA
3484
DELISTED
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
$873K ﹤0.01%
57,079
+11,259
+25% +$135K
CXW icon
3485
PUT
CoreCivic
CXW
$2.94B
$871K ﹤0.01%
25,200
+24,200
+2,420% +$811K
MZTI
3486
The Marzetti Company
MZTI
$3.05B
$871K ﹤0.01%
11,129
+114
+1% +$9.1K
MN
3487
DELISTED
MANNING & NAPIER, INC.
MN
$871K ﹤0.01%
52,187
+975
+2% +$16.3K
ARII
3488
CALL
DELISTED
American Railcar Industries, Inc.
ARII
$871K ﹤0.01%
22,200
+9,800
+79% +$349K
PRE
3489
CALL
DELISTED
PARTNERRE LTD
PRE
$870K ﹤0.01%
+9,500
New +$851K
ACI
3490
CALL
DELISTED
ARCH COAL, INC.
ACI
$870K ﹤0.01%
21,173
+5,593
+36% +$243K
XNTK icon
3491
State Street SPDR NYSE Technology ETF
XNTK
$1.94B
$869K ﹤0.01%
21,246
-8,040
-27% -$317K
APOL
3492
PUT
DELISTED
Apollo Education Group Inc Class A
APOL
$868K ﹤0.01%
41,700
+3,500
+9% +$67.6K
VOOG icon
3493
Vanguard S&P 500 Growth ETF
VOOG
$24.7B
$866K ﹤0.01%
65,016
-4,368
-6% -$57.5K
SFLY
3494
CALL
DELISTED
Shutterfly, Inc.
SFLY
$866K ﹤0.01%
15,500
-400
-3% -$22.2K
BKK
3495
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$866K ﹤0.01%
53,175
-12,677
-19% -$205K
FXY icon
3496
CALL
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
$865K ﹤0.01%
8,700
-99,100
-92% -$9.81M
HUB.B
3497
DELISTED
HUBBELL INC CL-B
HUB.B
$864K ﹤0.01%
8,247
-7,435
-47% -$782K
HK
3498
PUT
DELISTED
Halcon Resources Corporation
HK
$864K ﹤0.01%
1,132
-232
-17% -$212K
EWG icon
3499
CALL
iShares MSCI Germany ETF
EWG
$1.56B
$862K ﹤0.01%
31,000
+4,300
+16% +$114K
SPAB icon
3500
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$862K ﹤0.01%
30,260
+4,260
+16% +$120K
138 139
140
141 142

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.