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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
326
PUT
Qualcomm
QCOM
$176B
$61.4M 0.06%
827,477
+415,577
+101% +$29.3M
FDN icon
327
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$61.3M 0.06%
1,024,332
+192,969
+23% +$10.7M
ACN icon
328
Accenture
ACN
$89.9B
$61.1M 0.06%
742,600
+43,341
+6% +$3.28M
FXH icon
329
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$60.9M 0.06%
1,267,055
+177,372
+16% +$8.11M
MUB icon
330
iShares National Muni Bond ETF
MUB
$45.1B
$60.4M 0.06%
582,153
+41,376
+8% +$4.32M
HDV
331
iShares Core High Dividend ETF
HDV
$14.4B
$60.4M 0.06%
4,298,275
+80,755
+2% +$1.12M
YELP icon
332
Yelp
YELP
$1.38B
$60.2M 0.06%
873,325
+82,870
+10% +$5.49M
VBR icon
333
Vanguard Small-Cap Value ETF
VBR
$37.1B
$59.5M 0.06%
610,666
+124,280
+26% +$11.7M
TEVA icon
334
CALL
Teva Pharmaceuticals
TEVA
$35.9B
$59.4M 0.06%
1,483,200
+1,346,200
+983% +$53M
CB icon
335
Chubb
CB
$140B
$59.4M 0.06%
573,450
+62,119
+12% +$6.1M
DTV
336
DELISTED
DIRECTV COM STK (DE)
DTV
$59.3M 0.06%
858,526
+136,269
+19% +$8.72M
MINT icon
337
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$59M 0.06%
582,106
-79,282
-12% -$8.04M
TPR icon
338
Tapestry
TPR
$28.8B
$58.8M 0.05%
1,046,971
-670,458
-39% -$36.2M
SO icon
339
Southern Company
SO
$110B
$58.7M 0.05%
1,429,033
-147,707
-9% -$6.09M
AHD
340
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$58.4M 0.05%
1,247,453
+591,723
+90% +$27.7M
IEI icon
341
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$58.2M 0.05%
485,256
-508
-0.1% -$61.6K
PKW icon
342
Invesco BuyBack Achievers ETF
PKW
$1.69B
$58.2M 0.05%
1,351,782
+380,592
+39% +$15.6M
SPLV icon
343
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$58.2M 0.05%
1,755,677
-73,356
-4% -$2.38M
DE icon
344
Deere & Co
DE
$170B
$58.2M 0.05%
636,774
-37,198
-6% -$3.15M
TT icon
345
Trane Technologies
TT
$106B
$58M 0.05%
941,332
+22,070
+2% +$1.22M
PRU icon
346
Prudential Financial
PRU
$41.7B
$57.9M 0.05%
627,561
-9,273
-1% -$792K
MS icon
347
Morgan Stanley
MS
$337B
$57.8M 0.05%
1,843,383
-156,532
-8% -$4.65M
CWB icon
348
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$57.5M 0.05%
1,229,539
+22,097
+2% +$1.02M
XME icon
349
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$56.7M 0.05%
1,346,500
-554,400
-29% -$21.7M
ADP icon
350
Automatic Data Processing
ADP
$100B
$56.4M 0.05%
795,643
+73,649
+10% +$4.95M
12 13
14
15 16

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.