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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
3451
PUT
Mondelez International
MDLZ
$83.4B
$1.07M ﹤0.01%
30,300
+7,600
+33% +$253K
UVXY icon
3452
CALL
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$259M
– –
0
– –
KATE
3453
DELISTED
Kate Spade & Company
KATE
$1.07M ﹤0.01%
33,357
+8,903
+36% +$263K
ABG icon
3454
Asbury Automotive
ABG
$4.62B
$1.07M ﹤0.01%
19,877
-9,804
-33% -$506K
SNTS
3455
CALL
DELISTED
SANTARUS INC
SNTS
$1.07M ﹤0.01%
33,400
+20,400
+157% +$573K
PCH
3456
DELISTED
PotlatchDeltic
PCH
$1.07M ﹤0.01%
25,544
+6,573
+35% +$266K
HUN icon
3457
PUT
Huntsman Corp
HUN
$2.1B
$1.06M ﹤0.01%
43,300
-123,300
-74% -$2.81M
FOSL icon
3458
Fossil Group
FOSL
$260M
$1.06M ﹤0.01%
8,874
-6,574
-43% -$811K
PCRX icon
3459
Pacira BioSciences
PCRX
$1.04B
$1.06M ﹤0.01%
18,424
-8,510
-32% -$447K
POR icon
3460
Portland General Electric
POR
$5.82B
$1.06M ﹤0.01%
35,066
+5,671
+19% +$167K
CERN
3461
CALL
DELISTED
Cerner Corp
CERN
$1.06M ﹤0.01%
19,000
+4,200
+28% +$235K
GDO
3462
Western Asset Global Corporate Defined Opportunity Fund
GDO
$76.7M
$1.06M ﹤0.01%
58,577
-2,813
-5% -$50.4K
LNC icon
3463
CALL
Lincoln National
LNC
$7.92B
$1.06M ﹤0.01%
20,500
-2,400
-10% -$115K
PCYC
3464
CALL
DELISTED
PHARMACYCLICS INC
PCYC
$1.06M ﹤0.01%
10,000
+200
+2% +$24.3K
HOT
3465
PUT
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$1.06M ﹤0.01%
13,300
-7,100
-35% -$519K
MPLX icon
3466
CALL
MPLX
MPLX
$58.6B
$1.06M ﹤0.01%
+23,700
New +$898K
AVTA
3467
DELISTED
Avantax, Inc. Common Stock
AVTA
$1.06M ﹤0.01%
36,232
+32,907
+990% +$888K
NXR
3468
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$1.05M ﹤0.01%
81,874
-28,025
-26% -$358K
CB
3469
CALL
DELISTED
CHUBB CORPORATION
CB
$1.05M ﹤0.01%
10,900
+5,600
+106% +$522K
FSS icon
3470
Federal Signal
FSS
$6.82B
$1.05M ﹤0.01%
71,778
+66,686
+1,310% +$951K
EEMS icon
3471
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$341M
$1.05M ﹤0.01%
22,051
+19,163
+664% +$911K
ILMN icon
3472
CALL
Illumina
ILMN
$29.5B
$1.05M ﹤0.01%
9,766
-17,887
-65% -$1.64M
KOS icon
3473
CALL
Kosmos Energy
KOS
$1.47B
$1.05M ﹤0.01%
94,000
-259,900
-73% -$2.78M
MDY icon
3474
CALL
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$1.05M ﹤0.01%
4,300
+2,400
+126% +$565K
HA
3475
CALL
DELISTED
Hawaiian Holdings, Inc.
HA
$1.05M ﹤0.01%
109,000
-50,100
-31% -$421K
137 138
139
140 141

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.