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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCR
3451
DELISTED
MFS Charter Income Trust
MCR
$898K ﹤0.01%
100,275
+8,364
+9% +$74K
XCRA
3452
CALL
DELISTED
Xcerra Corporation
XCRA
$897K ﹤0.01%
136,100
+100
+0.1% +$547
ELS icon
3453
Equity Lifestyle Properties
ELS
$13.1B
$896K ﹤0.01%
52,500
-50,316
-49% -$937K
ADI icon
3454
PUT
Analog Devices
ADI
$172B
$894K ﹤0.01%
19,000
+11,300
+147% +$541K
ED icon
3455
PUT
Consolidated Edison
ED
$41.4B
$893K ﹤0.01%
16,200
+1,200
+8% +$69.2K
ICUI icon
3456
ICU Medical
ICUI
$4.16B
$893K ﹤0.01%
13,148
+1,493
+13% +$107K
NGVC icon
3457
Vitamin Cottage Natural Grocers
NGVC
$760M
$893K ﹤0.01%
22,494
-773
-3% -$28.3K
ZTS icon
3458
PUT
Zoetis
ZTS
$32.7B
$893K ﹤0.01%
28,700
-256,300
-90% -$7.85M
BCRX icon
3459
BioCryst Pharmaceuticals
BCRX
$2.42B
$892K ﹤0.01%
122,484
-95,673
-44% -$485K
CI icon
3460
CALL
Cigna
CI
$78.4B
$892K ﹤0.01%
11,600
-23,300
-67% -$1.82M
YORW icon
3461
York Water
YORW
$511M
$891K ﹤0.01%
44,407
-19,429
-30% -$398K
NYF icon
3462
iShares New York Muni Bond ETF
NYF
$1.38B
$890K ﹤0.01%
17,156
-5,274
-24% -$272K
TRV icon
3463
PUT
Travelers Companies
TRV
$81.1B
$890K ﹤0.01%
10,500
-8,500
-45% -$703K
ADT
3464
CALL
DELISTED
ADT Corp
ADT
$890K ﹤0.01%
21,900
-76,800
-78% -$3.16M
JOSB
3465
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
$888K ﹤0.01%
20,220
+19,703
+3,811% +$824K
CBRL icon
3466
Cracker Barrel
CBRL
$1.26B
$886K ﹤0.01%
8,595
+5,155
+150% +$517K
GDL
3467
GDL Fund
GDL
$91.7M
$886K ﹤0.01%
78,598
-4,382
-5% -$50.1K
BEAT
3468
CALL
DELISTED
BioTelemetry, Inc.
BEAT
$886K ﹤0.01%
89,400
+76,600
+598% +$603K
DPD
3469
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
$885K ﹤0.01%
60,359
+1,877
+3% +$28.1K
JRI icon
3470
Nuveen Real Asset Income & Growth Fund
JRI
$350M
$883K ﹤0.01%
47,174
-31,076
-40% -$572K
RXII
3471
DELISTED
GALENA BIOPHARMA INC COM
RXII
$883K ﹤0.01%
387,319
+114,567
+42% +$261K
HTS
3472
CALL
DELISTED
HATTERAS FINANCIAL CORP
HTS
$881K ﹤0.01%
47,100
-41,600
-47% -$837K
PAAS icon
3473
CALL
Pan American Silver
PAAS
$17.9B
$880K ﹤0.01%
83,400
+11,500
+16% +$140K
PAA icon
3474
CALL
Plains All American Pipeline
PAA
$17.6B
$879K ﹤0.01%
16,700
-3,000
-15% -$160K
LTM
3475
DELISTED
LIFE TIME FITNESS INC
LTM
$877K ﹤0.01%
17,044
+424
+3% +$21.9K
137 138
139
140 141

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.