We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDCO
3426
DELISTED
Medicines Co
MDCO
$1.09M ﹤0.01%
28,196
-230
-0.8% -$8.22K
ETUB
3427
DELISTED
EUNITS 2 YR U S MKT PARTN TR II
ETUB
$1.09M ﹤0.01%
93,258
+1,819
+2% +$20.9K
NOAH
3428
Noah Holdings
NOAH
$590M
$1.09M ﹤0.01%
60,427
+49,860
+472% +$977K
MNDT
3429
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.09M ﹤0.01%
+24,923
New +$975K
MHFI
3430
PUT
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$1.09M ﹤0.01%
13,900
+3,200
+30% +$230K
XIV
3431
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$1.09M ﹤0.01%
+31,613
New +$961K
COR
3432
DELISTED
Coresite Realty Corporation
COR
$1.08M ﹤0.01%
33,694
+1,956
+6% +$62.2K
ISCB icon
3433
iShares Morningstar Small-Cap ETF
ISCB
$281M
$1.08M ﹤0.01%
33,524
-30,536
-48% -$946K
XNTK icon
3434
State Street SPDR NYSE Technology ETF
XNTK
$1.94B
$1.08M ﹤0.01%
24,206
+2,960
+14% +$126K
MNKD icon
3435
CALL
MannKind Corp
MNKD
$1.19B
$1.08M ﹤0.01%
41,640
-18,620
-31% -$473K
NML
3436
Neuberger Energy Infrastructure and Income Fund Inc
NML
$572M
$1.08M ﹤0.01%
56,682
+36,182
+176% +$662K
CPN
3437
CALL
DELISTED
Calpine Corporation
CPN
$1.08M ﹤0.01%
55,400
+38,900
+236% +$756K
TCS
3438
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$1.08M ﹤0.01%
+1,544
New +$908K
RTN
3439
CALL
DELISTED
Raytheon Company
RTN
$1.08M ﹤0.01%
11,900
+3,800
+47% +$317K
CPB icon
3440
PUT
Campbell Soup
CPB
$6.85B
$1.08M ﹤0.01%
24,900
+14,600
+142% +$605K
TTE icon
3441
CALL
TotalEnergies
TTE
$193B
$1.08M ﹤0.01%
17,600
-16,000
-48% -$952K
GSP
3442
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$1.08M ﹤0.01%
33,089
-28,643
-46% -$926K
JNY
3443
CALL
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$1.08M ﹤0.01%
71,900
+53,800
+297% +$780K
BABS
3444
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$1.07M ﹤0.01%
19,952
-1,210
-6% -$65.9K
CYT
3445
DELISTED
CYTEC INDS INC
CYT
$1.07M ﹤0.01%
23,056
-70
-0.3% -$3.03K
AOA icon
3446
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.13B
$1.07M ﹤0.01%
24,024
-4,800
-17% -$208K
EW icon
3447
CALL
Edwards Lifesciences
EW
$49.4B
$1.07M ﹤0.01%
97,800
-138,600
-59% -$1.56M
PBT
3448
Permian Basin Royalty Trust
PBT
$1.36B
$1.07M ﹤0.01%
83,324
-18,277
-18% -$260K
ZG icon
3449
CALL
Zillow
ZG
$7.85B
$1.07M ﹤0.01%
39,300
-2,400
-6% -$63.4K
CPS icon
3450
Cooper-Standard Automotive
CPS
$517M
$1.07M ﹤0.01%
+21,782
New +$1.11M
136 137
138
139 140

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.