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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMA
3426
CALL
DELISTED
Comerica
CMA
$920K ﹤0.01%
23,400
-3,000
-11% -$125K
GSM icon
3427
FerroAtlántica
GSM
$590M
$920K ﹤0.01%
59,708
+11,414
+24% +$146K
NMZ icon
3428
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$919K ﹤0.01%
78,710
+56,837
+260% +$660K
MGI
3429
DELISTED
MoneyGram International, Inc. New
MGI
$919K ﹤0.01%
46,913
+2,215
+5% +$47.5K
CNS icon
3430
Cohen & Steers
CNS
$4.2B
$918K ﹤0.01%
26,005
-6,240
-19% -$216K
LMT icon
3431
CALL
Lockheed Martin
LMT
$131B
$918K ﹤0.01%
7,200
-10,100
-58% -$1.23M
PGZ
3432
Principal Real Estate Income Fund
PGZ
$68.9M
$918K ﹤0.01%
+51,518
New +$970K
PZT icon
3433
Invesco New York AMT-Free Municipal Bond ETF
PZT
$139M
$918K ﹤0.01%
41,334
+1,674
+4% +$37.1K
HEI icon
3434
HEICO Corp
HEI
$49.6B
$917K ﹤0.01%
41,324
+1,917
+5% +$37.6K
DRYS
3435
CALL
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
IVOV icon
3436
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.34B
$915K ﹤0.01%
22,398
+4,852
+28% +$195K
SWK icon
3437
CALL
Stanley Black & Decker
SWK
$14.5B
$915K ﹤0.01%
10,100
-3,300
-25% -$283K
KS
3438
DELISTED
KapStone Paper and Pack Corp.
KS
$914K ﹤0.01%
42,686
+14,628
+52% +$319K
ELON
3439
DELISTED
Echelon Corp
ELON
$914K ﹤0.01%
38,245
-3,148
-8% -$70.3K
MYRG icon
3440
MYR Group
MYRG
$5.01B
$913K ﹤0.01%
37,576
-7,542
-17% -$167K
NCI
3441
DELISTED
Navigant Consulting, Inc.
NCI
$911K ﹤0.01%
58,951
+56,694
+2,512% +$795K
CAB
3442
DELISTED
Cabela's Inc
CAB
$910K ﹤0.01%
14,430
-21,541
-60% -$1.44M
CHN
3443
DELISTED
China Fund
CHN
$908K ﹤0.01%
41,842
+39,121
+1,438% +$823K
CBI
3444
CALL
DELISTED
Chicago Bridge & Iron Nv
CBI
$908K ﹤0.01%
13,400
-8,400
-39% -$518K
CHK.PRD
3445
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$906K ﹤0.01%
10,239
-195
-2% -$17.5K
IMGN
3446
CALL
DELISTED
Immunogen Inc
IMGN
$905K ﹤0.01%
53,200
+45,100
+557% +$793K
ENDP
3447
CALL
DELISTED
Endo International plc
ENDP
$904K ﹤0.01%
19,900
-6,800
-25% -$274K
SAN icon
3448
CALL
Banco Santander
SAN
$191B
$901K ﹤0.01%
121,438
+56,370
+87% +$374K
CMG icon
3449
CALL
Chipotle Mexican Grill
CMG
$43.9B
$900K ﹤0.01%
105,000
-5,000
-5% -$40.4K
SD
3450
PUT
DELISTED
SANDRIDGE ENERGY, INC.
SD
$899K ﹤0.01%
153,400
+59,200
+63% +$317K
136 137
138
139 140

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.