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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BID
3401
DELISTED
Sotheby's
BID
$936K ﹤0.01%
19,048
+15,469
+432% +$689K
CVSA
3402
Covista Inc
CVSA
$4.55B
$934K ﹤0.01%
30,568
-1,036
-3% -$31.9K
NWN icon
3403
Northwest Natural Holdings
NWN
$2.15B
$934K ﹤0.01%
22,242
+4,585
+26% +$195K
PPA icon
3404
Invesco Aerospace & Defense ETF
PPA
$8.07B
$933K ﹤0.01%
33,911
+3,967
+13% +$106K
ORB
3405
DELISTED
ORBITAL SCIENCES CORP
ORB
$932K ﹤0.01%
43,988
+41,962
+2,071% +$790K
ELN
3406
PUT
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$932K ﹤0.01%
59,800
-120,100
-67% -$1.81M
SSO icon
3407
CALL
ProShares Ultra S&P500
SSO
$7.52B
$931K ﹤0.01%
176,000
+22,400
+15% +$117K
MINI
3408
DELISTED
Mobile Mini Inc
MINI
$930K ﹤0.01%
27,299
+10,511
+63% +$345K
EXPO icon
3409
Exponent
EXPO
$3.19B
$929K ﹤0.01%
51,724
+1,000
+2% +$16.7K
AET
3410
CALL
DELISTED
Aetna Inc
AET
$928K ﹤0.01%
14,500
+1,200
+9% +$77K
SI
3411
PUT
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$928K ﹤0.01%
7,700
+1,800
+31% +$200K
APLP
3412
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$927K ﹤0.01%
31,883
+2,506
+9% +$73K
LF
3413
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$927K ﹤0.01%
98,390
-87,055
-47% -$900K
CHRD icon
3414
PUT
Chord Energy
CHRD
$7.68B
$924K ﹤0.01%
18,800
-41,100
-69% -$1.73M
DBS
3415
DELISTED
Invesco DB Silver Fund
DBS
$924K ﹤0.01%
25,357
+2,596
+11% +$93.6K
KST
3416
DELISTED
Deutsche Strategic Income Trust
KST
$924K ﹤0.01%
68,420
-6,325
-8% -$84.4K
POWR
3417
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$924K ﹤0.01%
57,590
+22,723
+65% +$358K
VSTM icon
3418
Verastem
VSTM
$528M
$923K ﹤0.01%
6,177
+6,010
+3,599% +$1.05M
TM icon
3419
CALL
Toyota
TM
$228B
$922K ﹤0.01%
7,200
-1,100
-13% -$140K
IRM icon
3420
PUT
Iron Mountain
IRM
$35.9B
$921K ﹤0.01%
36,896
+17,961
+95% +$456K
KSS icon
3421
CALL
Kohl's
KSS
$2.16B
$921K ﹤0.01%
17,800
-79,900
-82% -$4.17M
PARA
3422
CALL
DELISTED
Paramount Global Class B
PARA
$921K ﹤0.01%
16,700
-75,700
-82% -$4.03M
PRKS icon
3423
United Parks & Resorts
PRKS
$2.19B
$921K ﹤0.01%
31,082
+15,850
+104% +$542K
AVNR
3424
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$921K ﹤0.01%
217,742
+90,372
+71% +$428K
BLK icon
3425
CALL
Blackrock
BLK
$167B
$920K ﹤0.01%
3,400
-11,600
-77% -$3.15M
135 136
137
138 139

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.