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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRC
3326
DELISTED
INLAND REAL ESTATE CORP
IRC
$1.19M ﹤0.01%
112,876
-1,336
-1% -$14K
VIPS icon
3327
Vipshop
VIPS
$7.26B
$1.19M ﹤0.01%
141,910
+71,650
+102% +$546K
FNY icon
3328
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$565M
$1.19M ﹤0.01%
42,268
+32,711
+342% +$869K
SYNA icon
3329
CALL
Synaptics
SYNA
$4.05B
$1.19M ﹤0.01%
22,900
+21,600
+1,662% +$1.06M
DNR
3330
DELISTED
Denbury Resources, Inc.
DNR
$1.19M ﹤0.01%
72,208
+2,305
+3% +$40.7K
DEW icon
3331
WisdomTree Global High Dividend Fund
DEW
$148M
$1.19M ﹤0.01%
24,767
+1,181
+5% +$55.5K
HXL icon
3332
Hexcel
HXL
$7.97B
$1.19M ﹤0.01%
26,518
-1,510
-5% -$63.8K
NXP icon
3333
Nuveen Select Tax-Free Income Portfolio
NXP
$898M
$1.18M ﹤0.01%
91,884
-6,836
-7% -$87.6K
AEP icon
3334
CALL
American Electric Power
AEP
$70.4B
$1.18M ﹤0.01%
25,300
+6,100
+32% +$281K
URS
3335
DELISTED
URS CORP
URS
$1.18M ﹤0.01%
22,340
+17,044
+322% +$897K
SCL icon
3336
Stepan Co
SCL
$1.5B
$1.18M ﹤0.01%
17,984
+1,510
+9% +$92.1K
KFN
3337
PUT
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$1.18M ﹤0.01%
96,700
-52,300
-35% -$536K
HTH icon
3338
Hilltop Holdings
HTH
$2.26B
$1.18M ﹤0.01%
50,797
+4,549
+10% +$92.7K
MCI
3339
Barings Corporate Investors
MCI
$345M
$1.18M ﹤0.01%
78,715
-1,467
-2% -$21.8K
EAT icon
3340
Brinker International
EAT
$8.82B
$1.17M ﹤0.01%
25,324
-21,985
-46% -$975K
PF
3341
DELISTED
Pinnacle Foods, Inc.
PF
$1.17M ﹤0.01%
42,699
-1,516
-3% -$41.1K
CI icon
3342
PUT
Cigna
CI
$78.4B
$1.17M ﹤0.01%
13,400
+3,200
+31% +$262K
DEI icon
3343
Douglas Emmett
DEI
$2.05B
$1.17M ﹤0.01%
50,281
+8,224
+20% +$196K
PPA icon
3344
Invesco Aerospace & Defense ETF
PPA
$8.07B
$1.17M ﹤0.01%
37,747
+3,836
+11% +$112K
ORAN
3345
DELISTED
Orange
ORAN
$1.17M ﹤0.01%
94,761
-6,797
-7% -$88K
CSTE icon
3346
Caesarstone
CSTE
$69.5M
$1.17M ﹤0.01%
23,566
+7,588
+47% +$345K
IGD
3347
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$509M
$1.17M ﹤0.01%
130,760
+89,776
+219% +$807K
WEX icon
3348
WEX
WEX
$6.42B
$1.17M ﹤0.01%
11,781
+8,183
+227% +$768K
ALV icon
3349
Autoliv
ALV
$9.14B
$1.17M ﹤0.01%
17,644
-3,813
-18% -$249K
HMY icon
3350
CALL
Harmony Gold Mining
HMY
$9.7B
$1.17M ﹤0.01%
461,000
+416,600
+938% +$1.25M
132 133
134
135 136

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.