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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEB
3276
DELISTED
CEB Inc.
CEB
$1.04M ﹤0.01%
14,286
+1,145
+9% +$77.6K
EDC icon
3277
PUT
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$131M
$1.03M ﹤0.01%
9,700
-50
-0.5% -$5.01K
VERU icon
3278
Veru
VERU
$35.5M
$1.03M ﹤0.01%
10,501
-1,115
-10% -$103K
ELRC
3279
DELISTED
ELECTRO RENT CORP
ELRC
$1.03M ﹤0.01%
57,052
+3,269
+6% +$58.5K
CZA icon
3280
Invesco Zacks Mid-Cap ETF
CZA
$191M
$1.03M ﹤0.01%
24,434
+16,143
+195% +$668K
NAT icon
3281
Nordic American Tanker
NAT
$1.36B
$1.03M ﹤0.01%
127,960
+1,749
+1% +$14.6K
REG icon
3282
Regency Centers
REG
$14.9B
$1.03M ﹤0.01%
21,309
-60,752
-74% -$3.06M
ETUB
3283
DELISTED
EUNITS 2 YR U S MKT PARTN TR II
ETUB
$1.03M ﹤0.01%
91,439
-7,398
-7% -$82.7K
PSAU
3284
DELISTED
Invesco Global Gold and Precious Metals ETF
PSAU
$1.03M ﹤0.01%
47,215
+45,777
+3,183% +$1.01M
VYX icon
3285
NCR Voyix
VYX
$1.19B
$1.03M ﹤0.01%
42,395
-17,351
-29% -$388K
CTLP
3286
DELISTED
Cantaloupe
CTLP
$1.03M ﹤0.01%
638,674
+1,774
+0.3% +$3.46K
NES
3287
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$1.03M ﹤0.01%
44,944
+19,955
+80% +$563K
JWN
3288
CALL
DELISTED
Nordstrom
JWN
$1.03M ﹤0.01%
18,300
-41,500
-69% -$2.45M
DGX icon
3289
PUT
Quest Diagnostics
DGX
$26B
$1.03M ﹤0.01%
16,600
+14,400
+655% +$862K
VMM
3290
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$1.03M ﹤0.01%
79,696
+12,999
+19% +$167K
DLR icon
3291
PUT
Digital Realty Trust
DLR
$69.6B
$1.02M ﹤0.01%
19,300
+15,500
+408% +$881K
ODFL icon
3292
Old Dominion Freight Line
ODFL
$46.3B
$1.02M ﹤0.01%
66,891
-233,616
-78% -$3.47M
ESL
3293
DELISTED
Esterline Technologies
ESL
$1.02M ﹤0.01%
12,828
-472
-4% -$37.8K
STEI
3294
DELISTED
STEWART ENTERPRISES INC CL-A
STEI
$1.02M ﹤0.01%
77,976
-19,954
-20% -$262K
AUXL
3295
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$1.02M ﹤0.01%
56,269
+27,715
+97% +$501K
CBI
3296
PUT
DELISTED
Chicago Bridge & Iron Nv
CBI
$1.02M ﹤0.01%
15,100
-1,600
-10% -$98.7K
NBR icon
3297
Nabors Industries
NBR
$1.17B
$1.02M ﹤0.01%
1,272
– –
LNC icon
3298
PUT
Lincoln National
LNC
$7.92B
$1.02M ﹤0.01%
24,300
+7,900
+48% +$333K
SWX icon
3299
Southwest Gas
SWX
$6.64B
$1.02M ﹤0.01%
20,386
+4,875
+31% +$236K
KMB icon
3300
PUT
Kimberly-Clark
KMB
$37.6B
$1.02M ﹤0.01%
11,264
-2,608
-19% -$242K
130 131
132
133 134

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.