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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPK
3251
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$1.28M ﹤0.01%
80,225
+31,080
+63% +$499K
DMND
3252
CALL
DELISTED
DIAMOND FOODS, INC.
DMND
$1.28M ﹤0.01%
49,500
+30,500
+161% +$729K
TAL icon
3253
TAL Education Group
TAL
$6.04B
$1.28M ﹤0.01%
348,702
+235,944
+209% +$726K
KRA
3254
DELISTED
Kraton Corporation
KRA
$1.28M ﹤0.01%
55,444
-62,731
-53% -$1.36M
KND
3255
DELISTED
Kindred Healthcare
KND
$1.28M ﹤0.01%
64,732
-12,659
-16% -$204K
LECO icon
3256
PUT
Lincoln Electric
LECO
$14.1B
$1.28M ﹤0.01%
+17,900
New +$1.26M
BAC.WS.A
3257
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$1.28M ﹤0.01%
197,398
-4,750
-2% -$29.8K
EFC
3258
Ellington Financial
EFC
$1.69B
$1.27M ﹤0.01%
56,228
+2,359
+4% +$54.4K
XLPS
3259
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER STAPLES PORT
XLPS
$1.27M ﹤0.01%
25,587
+841
+3% +$41.9K
DNKN
3260
CALL
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$1.27M ﹤0.01%
26,400
+12,900
+96% +$611K
MAS icon
3261
CALL
Masco
MAS
$14.6B
$1.27M ﹤0.01%
63,500
+39,033
+160% +$726K
WLT
3262
PUT
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$1.27M ﹤0.01%
76,400
+32,100
+72% +$502K
TFCF
3263
PUT
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$1.27M ﹤0.01%
+36,708
New +$1.22M
BGY icon
3264
BlackRock Enhanced International Dividend Trust
BGY
$509M
$1.27M ﹤0.01%
155,967
+74,188
+91% +$590K
LKM
3265
DELISTED
Link Motion Inc.
LKM
$1.27M ﹤0.01%
86,301
+7,677
+10% +$114K
VVUS
3266
PUT
DELISTED
Vivus Inc
VVUS
$1.27M ﹤0.01%
13,970
-3,980
-22% -$384K
DECK icon
3267
CALL
Deckers Outdoor
DECK
$14.1B
$1.27M ﹤0.01%
90,000
-201,600
-69% -$2.49M
EOI
3268
Eaton Vance Enhanced Equity Income Fund
EOI
$789M
$1.26M ﹤0.01%
97,291
+59,452
+157% +$747K
JNY
3269
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$1.26M ﹤0.01%
84,553
+38,194
+82% +$554K
LHO
3270
DELISTED
LaSalle Hotel Properties
LHO
$1.26M ﹤0.01%
40,917
-5,356
-12% -$164K
MMLP icon
3271
Martin Midstream Partners
MMLP
$93.5M
$1.26M ﹤0.01%
29,431
+8,272
+39% +$374K
NTAP icon
3272
CALL
NetApp
NTAP
$33.9B
$1.26M ﹤0.01%
30,600
-6,100
-17% -$248K
SPTI icon
3273
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$1.26M ﹤0.01%
42,596
+1,688
+4% +$50.3K
RGT
3274
Royce Global Value Trust
RGT
$97.5M
$1.26M ﹤0.01%
+141,269
New +$1.22M
NBD
3275
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$1.26M ﹤0.01%
64,678
+981
+2% +$18.6K
129 130
131
132 133

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.