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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UGP icon
3251
Ultrapar
UGP
$6.66B
$1.07M ﹤0.01%
86,828
+16,702
+24% +$197K
GOLD
3252
CALL
DELISTED
Randgold Resources Ltd
GOLD
$1.07M ﹤0.01%
15,121
-6,393
-30% -$458K
SQM icon
3253
Sociedad Química y Minera de Chile
SQM
$19.3B
$1.06M ﹤0.01%
35,758
+21,831
+157% +$681K
MCO icon
3254
CALL
Moody's
MCO
$83.7B
$1.06M ﹤0.01%
15,100
+3,700
+32% +$243K
SID icon
3255
Companhia Siderúrgica Nacional
SID
$1.37B
$1.06M ﹤0.01%
247,948
-2,166,877
-90% -$7.41M
IMPV
3256
DELISTED
Imperva, Inc.
IMPV
$1.06M ﹤0.01%
25,236
+3,515
+16% +$167K
PWP
3257
DELISTED
POWERSHARES DYNAMIC MID CAP VALUE PORTFOLIO
PWP
$1.06M ﹤0.01%
46,748
+441
+1% +$10K
SEB icon
3258
Seaboard Corp
SEB
$4.39B
$1.06M ﹤0.01%
385
-90
-19% -$252K
BOBE
3259
DELISTED
Bob Evans Farms, Inc.
BOBE
$1.06M ﹤0.01%
18,468
-1,672
-8% -$86.3K
TCO
3260
DELISTED
Taubman Centers Inc.
TCO
$1.05M ﹤0.01%
15,661
-2,362
-13% -$169K
PZI
3261
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$1.05M ﹤0.01%
68,262
-1,411
-2% -$21.2K
CHW
3262
Calamos Global Dynamic Income Fund
CHW
$516M
$1.05M ﹤0.01%
123,649
+425
+0.3% +$3.57K
ELP
3263
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$1.05M ﹤0.01%
188,438
+62,643
+50% +$323K
RJF icon
3264
Raymond James Financial
RJF
$33.5B
$1.05M ﹤0.01%
37,883
+14,435
+62% +$417K
DUK icon
3265
CALL
Duke Energy
DUK
$101B
$1.05M ﹤0.01%
15,700
-16,200
-51% -$1.11M
KERX
3266
PUT
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$1.05M ﹤0.01%
103,900
-144,100
-58% -$1.28M
PRAA icon
3267
PRA Group
PRAA
$672M
$1.05M ﹤0.01%
17,439
+15,813
+973% +$848K
ESV
3268
CALL
DELISTED
Ensco Rowan plc
ESV
$1.04M ﹤0.01%
4,850
-675
-12% -$155K
MBI icon
3269
CALL
MBIA
MBI
$275M
$1.04M ﹤0.01%
101,800
-317,500
-76% -$4M
NSLR
3270
Neostellar Capital Corp
NSLR
$258M
$1.04M ﹤0.01%
108,192
+42,584
+65% +$310K
KND
3271
DELISTED
Kindred Healthcare
KND
$1.04M ﹤0.01%
77,391
+12,596
+19% +$181K
PRB
3272
DELISTED
VanEck Vectors Pre-Refunded Municipal Index ETF
PRB
$1.04M ﹤0.01%
42,279
-5,656
-12% -$139K
LGI
3273
Lazard Global Total Return & Income Fund
LGI
$233M
$1.04M ﹤0.01%
62,069
+2,005
+3% +$33.1K
OKS
3274
PUT
DELISTED
Oneok Partners LP
OKS
$1.04M ﹤0.01%
19,600
+5,100
+35% +$259K
SLH
3275
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$1.04M ﹤0.01%
19,632
-19,568
-50% -$1.07M
129 130
131
132 133

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.