We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXI icon
301
iShares China Large-Cap ETF
FXI
$4.29B
$56.9M 0.06%
1,535,681
-3,402,195
-69% -$121M
IWS icon
302
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$56.6M 0.06%
928,621
-112,102
-11% -$6.76M
MUB icon
303
iShares National Muni Bond ETF
MUB
$45B
$56.5M 0.06%
540,777
-85,801
-14% -$8.86M
ACAS
304
DELISTED
American Capital Ltd
ACAS
$56.2M 0.06%
4,086,358
+564,446
+16% +$7.43M
ADM icon
305
Archer Daniels Midland
ADM
$41.6B
$56M 0.06%
1,519,043
+102,193
+7% +$3.72M
HDV
306
iShares Core High Dividend ETF
HDV
$14.3B
$55.9M 0.06%
4,217,520
+405,665
+11% +$5.49M
CLNY
307
DELISTED
Colony Capital, Inc.
CLNY
$55.9M 0.06%
2,796,748
+642,253
+30% +$13M
IAU icon
308
iShares Gold Trust
IAU
$62.9B
$55.8M 0.06%
2,162,824
-871,118
-29% -$22.5M
EOG icon
309
EOG Resources
EOG
$77.5B
$55.2M 0.06%
651,832
+374,854
+135% +$29.1M
WES
310
DELISTED
Western Gas Partners Lp
WES
$55.1M 0.06%
917,035
+27,449
+3% +$1.67M
HCBK
311
DELISTED
HUDSON CITY BANCORP INC
HCBK
$55.1M 0.06%
6,092,311
-965,831
-14% -$9.11M
SLB icon
312
CALL
SLB Ltd
SLB
$70.6B
$55M 0.06%
622,700
+163,635
+36% +$13.4M
INTC icon
313
CALL
Intel
INTC
$504B
$55M 0.06%
2,397,900
-3,101,100
-56% -$71.4M
DE icon
314
Deere & Co
DE
$165B
$54.9M 0.06%
673,972
-787,989
-54% -$65.6M
BAX icon
315
Baxter International
BAX
$11.2B
$54.7M 0.06%
1,534,149
-24,609
-2% -$955K
COV
316
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$54.7M 0.06%
898,097
-42,823
-5% -$2.61M
IWN icon
317
iShares Russell 2000 Value ETF
IWN
$14.3B
$54.7M 0.06%
597,217
-159,248
-21% -$14.4M
GDX icon
318
PUT
VanEck Gold Miners ETF
GDX
$22.9B
$54.6M 0.06%
2,181,600
+125,200
+6% +$3.33M
CWB icon
319
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
$54.6M 0.06%
1,207,442
+155,292
+15% +$6.9M
TWX
320
DELISTED
Time Warner Inc
TWX
$54.2M 0.06%
859,076
+361,933
+73% +$21.6M
MS icon
321
Morgan Stanley
MS
$338B
$53.9M 0.06%
1,999,915
+1,428,202
+250% +$38.3M
BA icon
322
CALL
Boeing
BA
$165B
$53.6M 0.05%
456,100
-400
-0.1% -$43.1K
PBR icon
323
CALL
Petrobras
PBR
$122B
$53.2M 0.05%
3,435,000
-1,800,850
-34% -$25.7M
APL
324
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$52.8M 0.05%
1,361,827
+96,188
+8% +$3.66M
APC
325
CALL
DELISTED
Anadarko Petroleum
APC
$52.8M 0.05%
567,825
+225,600
+66% +$20.5M
11 12
13
14 15

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.