We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XHB icon
3051
CALL
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$1.27M ﹤0.01%
41,600
-300,700
-88% -$8.99M
SEE
3052
CALL
DELISTED
Sealed Air
SEE
$1.27M ﹤0.01%
46,800
-6,600
-12% -$187K
MCY icon
3053
Mercury Insurance
MCY
$6B
$1.27M ﹤0.01%
26,304
-10,355
-28% -$468K
ORAN
3054
DELISTED
Orange
ORAN
$1.27M ﹤0.01%
101,558
-15,142
-13% -$158K
PRK icon
3055
Park National Corp
PRK
$3.84B
$1.27M ﹤0.01%
16,039
+2,444
+18% +$191K
NSL
3056
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.27M ﹤0.01%
176,586
+39,405
+29% +$285K
SIRI icon
3057
PUT
SiriusXM
SIRI
$11B
$1.27M ﹤0.01%
32,690
-4,700
-13% -$175K
AGN
3058
CALL
DELISTED
Allergan plc
AGN
$1.27M ﹤0.01%
8,800
-5,000
-36% -$666K
RBS.PRT
3059
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$1.27M ﹤0.01%
53,938
-34,909
-39% -$808K
SUNE
3060
DELISTED
SUNEDISON, INC COM
SUNE
$1.26M ﹤0.01%
158,757
-107,891
-40% -$894K
TWTC
3061
DELISTED
TW TELECOM INC CL A COM
TWTC
$1.26M ﹤0.01%
42,350
-30,502
-42% -$899K
EVR icon
3062
Evercore
EVR
$11.8B
$1.26M ﹤0.01%
25,683
+2,298
+10% +$106K
PCAR icon
3063
CALL
PACCAR
PCAR
$70.5B
$1.26M ﹤0.01%
34,050
-6,000
-15% -$223K
TEI
3064
Templeton Emerging Markets Income Fund
TEI
$310M
$1.26M ﹤0.01%
88,460
-54,112
-38% -$769K
ENB icon
3065
CALL
Enbridge
ENB
$120B
$1.26M ﹤0.01%
30,200
+29,700
+5,940% +$1.26M
NQS
3066
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$1.26M ﹤0.01%
99,299
+25,384
+34% +$322K
HOLX
3067
DELISTED
Hologic
HOLX
$1.26M ﹤0.01%
61,058
-51,392
-46% -$1.09M
NEU icon
3068
NewMarket
NEU
$7.24B
$1.26M ﹤0.01%
4,374
-1,678
-28% -$466K
NWBI icon
3069
Northwest Bancshares
NWBI
$2.33B
$1.26M ﹤0.01%
95,310
+14,913
+19% +$205K
CLDX icon
3070
CALL
Celldex Therapeutics
CLDX
$2.94B
$1.26M ﹤0.01%
2,367
+1,560
+193% +$535K
IWO icon
3071
PUT
iShares Russell 2000 Growth ETF
IWO
$14.1B
$1.26M ﹤0.01%
10,000
+9,800
+4,900% +$1.18M
SBH icon
3072
Sally Beauty Holdings
SBH
$1.47B
$1.26M ﹤0.01%
48,021
-10,261
-18% -$288K
HOT
3073
CALL
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$1.26M ﹤0.01%
18,900
-8,200
-30% -$543K
TM icon
3074
PUT
Toyota
TM
$228B
$1.25M ﹤0.01%
9,800
-4,700
-32% -$598K
ILMN icon
3075
PUT
Illumina
ILMN
$29.5B
$1.25M ﹤0.01%
15,934
-6,888
-30% -$527K
121 122
123
124 125

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.