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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOLD
3026
CALL
DELISTED
Randgold Resources Ltd
GOLD
$1.59M ﹤0.01%
25,675
+10,554
+70% +$725K
SU icon
3027
PUT
Suncor Energy
SU
$75.4B
$1.58M ﹤0.01%
45,200
+29,000
+179% +$1.02M
LXK
3028
PUT
DELISTED
Lexmark Intl Inc
LXK
$1.58M ﹤0.01%
44,600
+38,400
+619% +$1.35M
PEG icon
3029
CALL
Public Service Enterprise Group
PEG
$39.3B
$1.58M ﹤0.01%
49,400
+33,700
+215% +$1.12M
PEZ icon
3030
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.5M
$1.58M ﹤0.01%
38,425
-5,909
-13% -$239K
CRL icon
3031
Charles River Laboratories
CRL
$11.6B
$1.58M ﹤0.01%
29,721
+5,505
+23% +$276K
ECH icon
3032
iShares MSCI Chile ETF
ECH
$1B
$1.57M ﹤0.01%
33,041
-11,182
-25% -$546K
NRG icon
3033
CALL
NRG Energy
NRG
$26.9B
$1.56M ﹤0.01%
54,500
-119,800
-69% -$3.35M
APLP
3034
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$1.56M ﹤0.01%
51,646
+19,763
+62% +$570K
AMCX icon
3035
AMC Global Media
AMCX
$451M
$1.56M ﹤0.01%
22,898
-119,841
-84% -$7.98M
MDLZ icon
3036
CALL
Mondelez International
MDLZ
$80.2B
$1.56M ﹤0.01%
44,200
+32,100
+265% +$1.07M
BAC.PRL icon
3037
Bank of America Series L
BAC.PRL
$3.98B
$1.56M ﹤0.01%
1,468
-286
-16% -$306K
CRR
3038
DELISTED
Carbo Ceramics Inc.
CRR
$1.56M ﹤0.01%
13,366
-1,242
-9% -$141K
PNRA
3039
DELISTED
Panera Bread Co
PNRA
$1.55M ﹤0.01%
8,802
-4,081
-32% -$685K
BRFS
3040
DELISTED
BRF SA
BRFS
$1.55M ﹤0.01%
74,473
-38,940
-34% -$895K
WPRT
3041
PUT
Westport Fuel Systems
WPRT
$32.9M
$1.55M ﹤0.01%
7,920
-600
-7% -$133K
ELP
3042
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$1.55M ﹤0.01%
295,103
+106,665
+57% +$584K
NVDA icon
3043
PUT
NVIDIA
NVDA
$4.77T
$1.55M ﹤0.01%
3,872,000
+3,372,000
+674% +$1.31M
A icon
3044
CALL
Agilent Technologies
A
$39.7B
$1.55M ﹤0.01%
37,886
-226,476
-86% -$8.61M
GDP
3045
CALL
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$1.55M ﹤0.01%
91,000
-138,400
-60% -$2.97M
AFSI
3046
DELISTED
AmTrust Financial Services, Inc.
AFSI
$1.55M ﹤0.01%
94,674
+64,628
+215% +$1.22M
NGVC icon
3047
Vitamin Cottage Natural Grocers
NGVC
$744M
$1.55M ﹤0.01%
36,424
+13,930
+62% +$536K
GTIP
3048
DELISTED
ISHARES TR GLOBAL INFLATION LKD BD ETF
GTIP
$1.54M ﹤0.01%
31,179
-1,006
-3% -$50.5K
FDML
3049
DELISTED
Federal-Mogul Holdings Corporation
FDML
$1.54M ﹤0.01%
78,526
+2,276
+3% +$43.4K
DBI icon
3050
Designer Brands
DBI
$322M
$1.54M ﹤0.01%
36,114
+33,804
+1,463% +$1.47M
120 121
122
123 124

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.