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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAA icon
3001
PUT
Under Armour
UAA
$3.01B
$1.33M ﹤0.01%
67,677
+4,028
+6% +$70.5K
SOL
3002
DELISTED
Emeren Group
SOL
$1.33M ﹤0.01%
53,489
+36,550
+216% +$750K
VIOG icon
3003
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
$1.33M ﹤0.01%
28,636
+2,342
+9% +$105K
AH
3004
DELISTED
Accretive Health
AH
$1.33M ﹤0.01%
146,206
+554
+0.4% +$5.51K
MTSC
3005
DELISTED
MTS Systems Corp
MTSC
$1.33M ﹤0.01%
20,725
+565
+3% +$34.8K
BLKB icon
3006
Blackbaud
BLKB
$1.94B
$1.33M ﹤0.01%
33,972
-548
-2% -$19.6K
FLR icon
3007
CALL
Fluor
FLR
$6.54B
$1.33M ﹤0.01%
18,700
-58,800
-76% -$3.81M
GGB icon
3008
Gerdau
GGB
$9.54B
$1.32M ﹤0.01%
223,630
+60,720
+37% +$327K
LHO
3009
DELISTED
LaSalle Hotel Properties
LHO
$1.32M ﹤0.01%
46,273
-26,400
-36% -$716K
TTWO icon
3010
PUT
Take-Two Interactive
TTWO
$46.1B
$1.32M ﹤0.01%
72,500
+71,000
+4,733% +$1.24M
P
3011
CALL
DELISTED
Pandora Media Inc
P
$1.32M ﹤0.01%
52,400
-6,000
-10% -$123K
MATW icon
3012
Matthews International
MATW
$887M
$1.31M ﹤0.01%
34,490
-10,600
-24% -$409K
TCF
3013
DELISTED
TCF Financial Corporation
TCF
$1.31M ﹤0.01%
91,922
-16,001
-15% -$238K
SWY
3014
PUT
DELISTED
SAFEWAY INC
SWY
$1.31M ﹤0.01%
45,797
-29,265
-39% -$697K
AMAT icon
3015
PUT
Applied Materials
AMAT
$347B
$1.31M ﹤0.01%
74,800
+28,400
+61% +$454K
TEVA icon
3016
PUT
Teva Pharmaceuticals
TEVA
$40.4B
$1.31M ﹤0.01%
34,700
-145,800
-81% -$5.69M
THOR
3017
DELISTED
THORATEC CORPORATION
THOR
$1.31M ﹤0.01%
35,126
-12,285
-26% -$429K
RJA
3018
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$1.31M ﹤0.01%
158,373
+19,549
+14% +$162K
NPT
3019
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$1.31M ﹤0.01%
109,950
+13,596
+14% +$160K
DMND
3020
DELISTED
DIAMOND FOODS, INC.
DMND
$1.31M ﹤0.01%
55,543
-683
-1% -$14.7K
ARNA
3021
CALL
DELISTED
Arena Pharmaceuticals Inc
ARNA
$1.31M ﹤0.01%
24,810
+8,490
+52% +$570K
TMUS icon
3022
CALL
T-Mobile US
TMUS
$195B
$1.31M ﹤0.01%
50,300
-64,600
-56% -$1.58M
MGAM
3023
CALL
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$1.31M ﹤0.01%
37,800
+37,600
+18,800% +$1.28M
NVX
3024
DELISTED
Nuveen Calif Div Muni
NVX
$1.3M ﹤0.01%
98,964
+63,761
+181% +$820K
KNCT icon
3025
Invesco Next Gen Connectivity ETF
KNCT
$146M
$1.3M ﹤0.01%
43,360
-5,110
-11% -$148K
119 120
121
122 123

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.