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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHR
2976
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$1.37M ﹤0.01%
222,572
-7,538
-3% -$34.2K
WOLF icon
2977
CALL
Wolfspeed
WOLF
$1.08B
$1.37M ﹤0.01%
22,800
-9,625
-30% -$612K
SWI
2978
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$1.37M ﹤0.01%
39,015
+16,484
+73% +$645K
TEN
2979
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$1.37M ﹤0.01%
27,047
-1,282
-5% -$62.5K
CHRW icon
2980
CALL
C.H. Robinson
CHRW
$19.4B
$1.36M ﹤0.01%
22,900
-42,100
-65% -$2.47M
AMT icon
2981
PUT
American Tower
AMT
$82.2B
$1.36M ﹤0.01%
18,400
+12,600
+217% +$910K
BKH icon
2982
Black Hills Corp
BKH
$5.69B
$1.36M ﹤0.01%
27,361
-10,307
-27% -$522K
GOOD
2983
Gladstone Commercial Corp
GOOD
$625M
$1.36M ﹤0.01%
75,929
+7,983
+12% +$146K
NFX
2984
CALL
DELISTED
Newfield Exploration
NFX
$1.36M ﹤0.01%
49,800
+15,300
+44% +$383K
DXPE icon
2985
DXP Enterprises
DXPE
$2.41B
$1.36M ﹤0.01%
17,228
+6,443
+60% +$455K
DPG
2986
Duff & Phelps Utility and Infrastructure Fund
DPG
$537M
$1.36M ﹤0.01%
72,624
-7,215
-9% -$135K
NUW icon
2987
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$1.36M ﹤0.01%
88,605
+44,437
+101% +$680K
LEAP
2988
PUT
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$1.36M ﹤0.01%
85,800
+43,300
+102% +$645K
HOT
2989
PUT
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$1.36M ﹤0.01%
20,400
+3,900
+24% +$258K
PCYC
2990
CALL
DELISTED
PHARMACYCLICS INC
PCYC
$1.35M ﹤0.01%
9,800
+6,600
+206% +$732K
ALV icon
2991
Autoliv
ALV
$9.18B
$1.35M ﹤0.01%
21,457
+6,714
+46% +$402K
MANH icon
2992
Manhattan Associates
MANH
$12.5B
$1.35M ﹤0.01%
56,540
+2,480
+5% +$54.7K
CBOE icon
2993
CALL
Cboe Global Markets
CBOE
$31.3B
$1.35M ﹤0.01%
29,800
+2,000
+7% +$94.8K
EMIF icon
2994
iShares Emerging Markets Infrastructure ETF
EMIF
$13.1M
$1.35M ﹤0.01%
40,580
-12,009
-23% -$386K
CUT icon
2995
Invesco MSCI Global Timber ETF
CUT
$33.2M
$1.34M ﹤0.01%
55,095
-646
-1% -$15.1K
ARTNA icon
2996
Artesian Resources
ARTNA
$366M
$1.34M ﹤0.01%
60,247
-827
-1% -$18.6K
NPSP
2997
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$1.34M ﹤0.01%
42,093
-546
-1% -$12.5K
NDSN icon
2998
Nordson
NDSN
$16.6B
$1.34M ﹤0.01%
18,165
-2,357
-11% -$169K
MDRX
2999
DELISTED
Veradigm Inc. Common Stock
MDRX
$1.34M ﹤0.01%
89,941
-130,252
-59% -$1.96M
SBY
3000
DELISTED
Silver Bay Realty Trust Corp.
SBY
$1.34M ﹤0.01%
85,371
+2,466
+3% +$39.7K
118 119
120
121 122

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.