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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBW icon
2901
Invesco WilderHill Clean Energy ETF
PBW
$386M
$1.72M ﹤0.01%
48,714
+587
+1% +$20.4K
XCO
2902
DELISTED
Exco Resources
XCO
$1.72M ﹤0.01%
20,525
+5,417
+36% +$418K
MIE
2903
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$1.72M ﹤0.01%
96,245
+1,495
+2% +$26.7K
AHGP
2904
DELISTED
Alliance Holdings GP
AHGP
$1.72M ﹤0.01%
27,723
-12,673
-31% -$757K
VEDL
2905
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$1.72M ﹤0.01%
138,695
-17,580
-11% -$211K
BNY
2906
PUT
Bank of New York Mellon
BNY
$105B
$1.72M ﹤0.01%
48,700
-73,300
-60% -$2.42M
MFG icon
2907
Mizuho Financial
MFG
$120B
$1.72M ﹤0.01%
432,040
-13,250
-3% -$55.5K
VIRX
2908
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$1.72M ﹤0.01%
1,235
+398
+48% +$463K
GTAT
2909
CALL
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$1.72M ﹤0.01%
100,600
+71,900
+251% +$926K
WFM
2910
PUT
DELISTED
Whole Foods Market Inc
WFM
$1.71M ﹤0.01%
33,700
-275,800
-89% -$14.7M
DNB
2911
DELISTED
Dun & Bradstreet
DNB
$1.71M ﹤0.01%
17,154
+678
+4% +$71.4K
EPR icon
2912
EPR Properties
EPR
$4.94B
$1.7M ﹤0.01%
31,891
-7,938
-20% -$409K
HCA icon
2913
CALL
HCA Healthcare
HCA
$90.9B
$1.7M ﹤0.01%
32,400
-11,700
-27% -$582K
SJR
2914
DELISTED
Shaw Communications Inc.
SJR
$1.7M ﹤0.01%
71,157
+5,251
+8% +$121K
TIVO
2915
DELISTED
Tivo Inc
TIVO
$1.7M ﹤0.01%
74,654
-93,939
-56% -$2.15M
AMD icon
2916
CALL
Advanced Micro Devices
AMD
$707B
$1.7M ﹤0.01%
423,660
-366,378
-46% -$1.4M
BRF icon
2917
VanEck Brazil Small-Cap ETF
BRF
$21.6M
$1.7M ﹤0.01%
58,925
+57,634
+4,464% +$1.58M
CLNE icon
2918
Clean Energy Fuels
CLNE
$421M
$1.7M ﹤0.01%
190,050
-36,279
-16% -$377K
BFO
2919
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$1.7M ﹤0.01%
112,267
+22,443
+25% +$340K
PDN icon
2920
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$346M
$1.69M ﹤0.01%
59,900
-2,848
-5% -$78.8K
NOBL icon
2921
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$1.69M ﹤0.01%
76,280
+47,104
+161% +$1.02M
BBEP
2922
CALL
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$1.69M ﹤0.01%
84,700
-24,400
-22% -$496K
JBLU icon
2923
CALL
JetBlue
JBLU
$2.23B
$1.69M ﹤0.01%
194,300
-184,000
-49% -$1.61M
GPOR
2924
PUT
DELISTED
Gulfport Energy Corp.
GPOR
$1.69M ﹤0.01%
23,700
-27,300
-54% -$1.68M
AMX icon
2925
CALL
America Movil
AMX
$75B
$1.69M ﹤0.01%
84,800
-158,400
-65% -$3.28M
115 116
117
118 119

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.