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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYI
2876
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$1.51M ﹤0.01%
84,752
-14,045
-14% -$247K
MTOR
2877
DELISTED
MERITOR, Inc.
MTOR
$1.51M ﹤0.01%
192,556
+2,919
+2% +$22.6K
TIBX
2878
PUT
DELISTED
TIBCO SOFTWARE INC
TIBX
$1.51M ﹤0.01%
59,100
+56,700
+2,363% +$1.35M
OIL
2879
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$1.51M ﹤0.01%
62,362
-24,814
-28% -$618K
TLM
2880
PUT
DELISTED
TALISMAN ENERGY INC
TLM
$1.51M ﹤0.01%
131,100
-251,500
-66% -$2.81M
CJES
2881
DELISTED
C&J ENERGY SVCS LTD
CJES
$1.51M ﹤0.01%
75,036
+20,496
+38% +$423K
TYC
2882
PUT
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1.5M ﹤0.01%
40,969
+16,521
+68% +$599K
ABT icon
2883
CALL
Abbott
ABT
$187B
$1.5M ﹤0.01%
45,200
+12,300
+37% +$432K
AON icon
2884
PUT
Aon
AON
$81.4B
$1.5M ﹤0.01%
20,100
+14,100
+235% +$967K
KB icon
2885
KB Financial Group
KB
$40.6B
$1.49M ﹤0.01%
42,662
+11,662
+38% +$378K
ARQ icon
2886
Arq
ARQ
$83.7M
$1.49M ﹤0.01%
69,952
-36,320
-34% -$748K
IMMU
2887
CALL
DELISTED
Immunomedics Inc
IMMU
$1.49M ﹤0.01%
240,900
+33,100
+16% +$191K
RHP icon
2888
Ryman Hospitality Properties
RHP
$8.58B
$1.49M ﹤0.01%
43,114
-25,765
-37% -$919K
PXI icon
2889
Invesco Dorsey Wright Energy Momentum ETF
PXI
$57.8M
$1.49M ﹤0.01%
29,861
+9,460
+46% +$470K
MPC icon
2890
PUT
Marathon Petroleum
MPC
$89.3B
$1.49M ﹤0.01%
46,200
+19,000
+70% +$668K
DWRE
2891
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$1.49M ﹤0.01%
32,039
+31,239
+3,905% +$1.41M
RVTY icon
2892
Revvity
RVTY
$12.4B
$1.48M ﹤0.01%
39,316
+5,915
+18% +$212K
IBME
2893
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$1.48M ﹤0.01%
55,366
+11,406
+26% +$304K
EWO icon
2894
iShares MSCI Austria ETF
EWO
$172M
$1.48M ﹤0.01%
76,423
+25,520
+50% +$459K
LSI
2895
DELISTED
Life Storage, Inc.
LSI
$1.48M ﹤0.01%
29,270
-8,629
-23% -$405K
RBCN
2896
DELISTED
Rubicon Technology, Inc.
RBCN
$1.48M ﹤0.01%
12,190
-2,035
-14% -$206K
TAHO
2897
DELISTED
Tahoe Resources Inc
TAHO
$1.47M ﹤0.01%
82,252
+79,082
+2,495% +$1.28M
ASML icon
2898
ASML
ASML
$608B
$1.47M ﹤0.01%
14,918
-1,101
-7% -$99.1K
VIOO icon
2899
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.18B
$1.47M ﹤0.01%
32,626
+8,676
+36% +$378K
RGP
2900
CALL
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$1.47M ﹤0.01%
51,500
-9,600
-16% -$266K
114 115
116
117 118

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.