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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMBA icon
2751
PUT
Ambarella
AMBA
$3.03B
$1.69M ﹤0.01%
86,800
+2,200
+3% +$37.4K
ITW icon
2752
CALL
Illinois Tool Works
ITW
$84.9B
$1.69M ﹤0.01%
22,200
-39,100
-64% -$2.86M
PHH
2753
DELISTED
PHH Corporation
PHH
$1.69M ﹤0.01%
71,076
+64,808
+1,034% +$1.44M
CIT
2754
DELISTED
CIT Group Inc.
CIT
$1.69M ﹤0.01%
34,589
-164,913
-83% -$8.1M
IST
2755
DELISTED
SPDR S&P International Telecommunications Sector
IST
$1.69M ﹤0.01%
62,938
+11,691
+23% +$291K
CVS icon
2756
CALL
CVS Health
CVS
$140B
$1.69M ﹤0.01%
29,700
-2,200
-7% -$131K
TUR icon
2757
iShares MSCI Turkey ETF
TUR
$204M
$1.68M ﹤0.01%
30,537
-79,326
-72% -$4.42M
MGRC icon
2758
McGrath RentCorp
MGRC
$2.95B
$1.68M ﹤0.01%
47,135
-452
-0.9% -$15.7K
SCHO icon
2759
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$1.68M ﹤0.01%
66,574
+61,700
+1,266% +$1.56M
IMAX icon
2760
IMAX
IMAX
$2.59B
$1.68M ﹤0.01%
55,585
+1,699
+3% +$45.7K
GD icon
2761
CALL
General Dynamics
GD
$106B
$1.68M ﹤0.01%
19,200
-9,100
-32% -$773K
SPXX icon
2762
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$1.68M ﹤0.01%
124,336
+13,548
+12% +$189K
AMD icon
2763
PUT
Advanced Micro Devices
AMD
$741B
$1.68M ﹤0.01%
440,300
-115,400
-21% -$440K
NAC icon
2764
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$1.68M ﹤0.01%
131,293
+2,075
+2% +$26.2K
DFE icon
2765
WisdomTree Europe SmallCap Dividend Fund
DFE
$164M
$1.68M ﹤0.01%
33,187
+11,003
+50% +$518K
FUR
2766
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$1.68M ﹤0.01%
150,116
+43,539
+41% +$539K
BMRN icon
2767
CALL
BioMarin Pharmaceuticals
BMRN
$12B
$1.67M ﹤0.01%
23,200
+19,800
+582% +$1.32M
TRC icon
2768
Tejon Ranch
TRC
$467M
$1.67M ﹤0.01%
55,925
-2,052
-4% -$62.3K
DAR icon
2769
Darling Ingredients
DAR
$9.28B
$1.67M ﹤0.01%
78,949
-906
-1% -$18.5K
VVUS
2770
PUT
DELISTED
Vivus Inc
VVUS
$1.67M ﹤0.01%
17,950
-1,300
-7% -$162K
CWCO icon
2771
Consolidated Water Co
CWCO
$484M
$1.67M ﹤0.01%
111,415
+109,156
+4,832% +$1.39M
PXE icon
2772
Invesco Energy Exploration & Production ETF
PXE
$84.6M
$1.67M ﹤0.01%
54,562
+4,056
+8% +$124K
RBS.PRN
2773
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$1.67M ﹤0.01%
79,878
-6,782
-8% -$138K
HMA
2774
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$1.67M ﹤0.01%
130,156
-157,213
-55% -$2.18M
ABM icon
2775
ABM Industries
ABM
$2.88B
$1.66M ﹤0.01%
62,487
+58,511
+1,472% +$1.5M
109 110
111
112 113

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.