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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WOR icon
2701
Worthington Enterprises
WOR
$2.82B
$2.19M ﹤0.01%
84,498
-44,071
-34% -$1.09M
MR
2702
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$2.19M ﹤0.01%
60,222
+38,575
+178% +$1.5M
CTO
2703
CTO Realty Growth
CTO
$740M
$2.19M ﹤0.01%
222,256
+87,219
+65% +$872K
GLF
2704
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$2.18M ﹤0.01%
46,175
+46,023
+30,278% +$2.28M
EA icon
2705
CALL
Electronic Arts
EA
$52.4B
$2.17M ﹤0.01%
94,800
+74,600
+369% +$1.79M
SLYV icon
2706
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.94B
$2.17M ﹤0.01%
40,862
+2
+0% +$102
RIO icon
2707
CALL
Rio Tinto
RIO
$149B
$2.17M ﹤0.01%
38,464
-163,445
-81% -$8.5M
CTXS
2708
PUT
DELISTED
Citrix Systems Inc
CTXS
$2.17M ﹤0.01%
43,074
+27,753
+181% +$1.32M
TCO
2709
DELISTED
Taubman Centers Inc.
TCO
$2.17M ﹤0.01%
33,950
+18,289
+117% +$1.22M
XPRO icon
2710
Expro Ltd
XPRO
$1.75B
$2.17M ﹤0.01%
13,374
+9,601
+254% +$1.63M
BKS
2711
DELISTED
Barnes & Noble
BKS
$2.17M ﹤0.01%
221,160
+52,650
+31% +$507K
SDRL
2712
CALL
DELISTED
Seadrill Limited Common Stock
SDRL
$2.16M ﹤0.01%
196
-33
-14% -$389K
RHT
2713
PUT
DELISTED
Red Hat Inc
RHT
$2.14M ﹤0.01%
38,200
-172,300
-82% -$7.98M
WT icon
2714
CALL
WisdomTree
WT
$2.97B
$2.14M ﹤0.01%
120,700
+111,600
+1,226% +$1.59M
CYH icon
2715
CALL
Community Health Systems
CYH
$393M
$2.13M ﹤0.01%
65,703
+40,898
+165% +$1.4M
EMBJ
2716
Embraer S.A. ADS
EMBJ
$12.3B
$2.13M ﹤0.01%
66,226
+30,448
+85% +$966K
SCHA icon
2717
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$2.13M ﹤0.01%
162,284
+121,108
+294% +$1.52M
ALGN icon
2718
Align Technology
ALGN
$12.6B
$2.13M ﹤0.01%
37,215
+24,331
+189% +$1.31M
KFY icon
2719
Korn Ferry
KFY
$4.26B
$2.13M ﹤0.01%
81,411
+73,075
+877% +$1.73M
EXC icon
2720
PUT
Exelon
EXC
$48.4B
$2.13M ﹤0.01%
108,795
+17,385
+19% +$350K
JTA
2721
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$2.13M ﹤0.01%
150,730
+12,102
+9% +$159K
HYI
2722
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$2.12M ﹤0.01%
119,896
+35,144
+41% +$623K
HE icon
2723
Hawaiian Electric Industries
HE
$2.28B
$2.12M ﹤0.01%
81,403
+8,726
+12% +$226K
SSYS icon
2724
CALL
Stratasys
SSYS
$690M
$2.12M ﹤0.01%
15,700
+11,200
+249% +$1.3M
KNCT icon
2725
Invesco Next Gen Connectivity ETF
KNCT
$151M
$2.11M ﹤0.01%
66,917
+23,557
+54% +$702K
107 108
109
110 111

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.