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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTEN icon
2701
Patterson-UTI
PTEN
$3.48B
$1.77M ﹤0.01%
83,022
-16,116
-16% -$331K
LOPE icon
2702
Grand Canyon Education
LOPE
$3.99B
$1.77M ﹤0.01%
43,903
+9,095
+26% +$324K
TOWR
2703
DELISTED
Tower International, Inc.
TOWR
$1.77M ﹤0.01%
88,402
+262
+0.3% +$5.57K
ALU
2704
DELISTED
Alcatel-Lucent
ALU
$1.77M ﹤0.01%
520,742
-294,991
-36% -$754K
IRM icon
2705
CALL
Iron Mountain
IRM
$37.4B
$1.76M ﹤0.01%
70,655
+1,191
+2% +$30.3K
NEV
2706
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$1.76M ﹤0.01%
130,703
+99,803
+323% +$1.35M
CTB
2707
DELISTED
Cooper Tire & Rubber Co.
CTB
$1.76M ﹤0.01%
57,116
-74,214
-57% -$2.42M
PEZ icon
2708
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.5M
$1.76M ﹤0.01%
44,334
-9,336
-17% -$360K
IMPV
2709
CALL
DELISTED
Imperva, Inc.
IMPV
$1.76M ﹤0.01%
41,800
-39,200
-48% -$1.87M
MAA icon
2710
Mid-America Apartment Communities
MAA
$15.8B
$1.75M ﹤0.01%
28,082
-4,426
-14% -$286K
NWSA icon
2711
News Corp Class A
NWSA
$15.3B
$1.75M ﹤0.01%
+109,179
New +$1.74M
CVBF icon
2712
CVB Financial
CVBF
$4.02B
$1.75M ﹤0.01%
129,583
-2,897
-2% -$38K
MLN icon
2713
VanEck Long Muni ETF
MLN
$682M
$1.75M ﹤0.01%
96,798
-36,560
-27% -$643K
TURN
2714
DELISTED
180 Degree Capital
TURN
$1.75M ﹤0.01%
194,444
+2,571
+1% +$23.8K
HCI icon
2715
HCI Group
HCI
$2.29B
$1.75M ﹤0.01%
42,786
+38,890
+998% +$1.35M
SYK icon
2716
CALL
Stryker
SYK
$133B
$1.74M ﹤0.01%
25,800
+8,300
+47% +$573K
HQH
2717
abrdn Healthcare Investors
HQH
$1.25B
$1.74M ﹤0.01%
74,329
+2,491
+3% +$58.9K
LGF
2718
PUT
DELISTED
Lions Gate Entertainment
LGF
$1.74M ﹤0.01%
49,700
+5,200
+12% +$176K
SPLS
2719
PUT
DELISTED
Staples Inc
SPLS
$1.74M ﹤0.01%
118,900
-14,100
-11% -$221K
ASTX
2720
CALL
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
$1.74M ﹤0.01%
205,100
+181,400
+765% +$1.15M
AMBA icon
2721
Ambarella
AMBA
$3.03B
$1.74M ﹤0.01%
88,916
-86,928
-49% -$1.48M
YONG
2722
PUT
DELISTED
YONGYE INTERNATIONAL, INC. COMMON STOCK
YONG
$1.74M ﹤0.01%
280,400
+117,300
+72% +$681K
JTA
2723
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$1.74M ﹤0.01%
138,628
+1,327
+1% +$17K
FXE icon
2724
Invesco CurrencyShares Euro Currency Trust
FXE
$342M
$1.73M ﹤0.01%
12,955
-1,063
-8% -$140K
PIM
2725
Franklin Master Intermediate Income Trust
PIM
$149M
$1.73M ﹤0.01%
355,216
-49,703
-12% -$245K
107 108
109
110 111

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.