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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRA
2651
DELISTED
W.R. Grace & Co.
GRA
$1.87M ﹤0.01%
21,419
+2,689
+14% +$223K
ANN
2652
DELISTED
ANN INC
ANN
$1.87M ﹤0.01%
51,662
-25,863
-33% -$883K
DBP icon
2653
Invesco DB Precious Metals Fund
DBP
$235M
$1.87M ﹤0.01%
42,826
-2,547
-6% -$111K
INB
2654
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$1.87M ﹤0.01%
177,732
+27,775
+19% +$297K
JASO
2655
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$1.87M ﹤0.01%
183,684
+183,127
+32,877% +$1.55M
AEIS icon
2656
Advanced Energy
AEIS
$10.9B
$1.86M ﹤0.01%
106,396
+101,722
+2,176% +$2M
MHK icon
2657
CALL
Mohawk Industries
MHK
$7.14B
$1.86M ﹤0.01%
14,300
-7,500
-34% -$914K
NC icon
2658
NACCO Industries
NC
$359M
$1.86M ﹤0.01%
146,988
-2,241
-2% -$29.8K
VEDL
2659
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$1.86M ﹤0.01%
164,810
+37,162
+29% +$364K
PRU icon
2660
PUT
Prudential Financial
PRU
$43B
$1.86M ﹤0.01%
23,800
+5,900
+33% +$463K
CLP
2661
DELISTED
COLONIAL PROPERTIES TRUST
CLP
$1.85M ﹤0.01%
82,512
-15,292
-16% -$355K
RWW
2662
DELISTED
Invesco S&P Financials Revenue ETF
RWW
$1.85M ﹤0.01%
45,433
+21,588
+91% +$891K
UTG icon
2663
Reaves Utility Income Fund
UTG
$3.57B
$1.85M ﹤0.01%
75,519
+173
+0.2% +$4.22K
INFA
2664
DELISTED
INFORMATICA CORP
INFA
$1.85M ﹤0.01%
47,421
-56,494
-54% -$2.14M
CLS icon
2665
Celestica
CLS
$40.3B
$1.84M ﹤0.01%
167,295
-6,882
-4% -$71.8K
EXP icon
2666
Eagle Materials
EXP
$6.86B
$1.84M ﹤0.01%
25,430
-64,056
-72% -$4.35M
WBMD
2667
DELISTED
WebMD Health Corp.
WBMD
$1.84M ﹤0.01%
64,555
-12,141
-16% -$379K
IUSV icon
2668
iShares Core S&P US Value ETF
IUSV
$27.5B
$1.84M ﹤0.01%
48,903
+420
+0.9% +$15.9K
JNS
2669
DELISTED
Janus Capital Group Inc
JNS
$1.84M ﹤0.01%
216,284
+65,376
+43% +$587K
TS icon
2670
Tenaris
TS
$28.1B
$1.84M ﹤0.01%
39,302
-30,598
-44% -$1.39M
BSX icon
2671
CALL
Boston Scientific
BSX
$68.5B
$1.84M ﹤0.01%
156,500
+131,200
+519% +$1.42M
RRC icon
2672
CALL
Range Resources
RRC
$8.94B
$1.84M ﹤0.01%
24,200
+900
+4% +$70.3K
PHD
2673
DELISTED
Pioneer Floating Rate Fund
PHD
$1.83M ﹤0.01%
146,185
+1,348
+0.9% +$17.4K
MUI
2674
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$1.83M ﹤0.01%
128,399
+24,023
+23% +$335K
BBBY
2675
CALL
DELISTED
Bed Bath & Beyond Inc
BBBY
$1.83M ﹤0.01%
23,700
-3,300
-12% -$247K
105 106
107
108 109

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.